Colorado Springs, CO Research Parkway Office

Ashton Thomas Private Wealth provides investment advisory and wealth-management services to a broad client base, including individuals, business entities, trusts, family offices, retirement plans and institutional accounts. Services include discretionary and non-discretionary portfolio management on wrap and non‑wrap bases, financial planning and retirement-plan fiduciary consulting, and access to third‑party managers through its Amplify Platform.

The firm typically allocates client assets across mutual funds, ETFs, independent managers and sub‑advisers, and may use strategies such as options, structured notes, inverse/enhanced products and selective cryptocurrency exposure via ETFs or specialist managers. Ashton Thomas also presents performance history for predecessor or affiliated strategies tied to its acquisitions and boutiques (for example via its Mill Street and Day Hagan affiliations), a disclosure and marketing practice that is less common among large enterprise advisers.

Distinctive features include ownership of Day Hagan Asset Management (an adviser to certain ETFs) and a platform model that requires investment adviser representatives to use the Amplify Platform (with Platform Fees disclosed and sometimes absorbed by advisers), as well as routine use of sub‑advisers for fixed‑income management. The firm disclosed an SEC enforcement action in 2024 for a late 13(f) filing and a $375,000 sanction and states it implemented new procedures thereafter; investors should weigh these regulatory and affiliated‑product disclosures alongside the firm’s other policies on conflicts and fee sharing.