Midland, TX Office

Team
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Ashton Thomas Private Wealth logo

Ashton Thomas Private Wealth

Multi-team

Firm-wide stats for Ashton Thomas Private Wealth

Total advisors

77

Across 20 offices

Clients per advisor

41 Low

Avg AUM per client

$1,841,971 Very High

HNW client ratio

38% High

About

Ashton Thomas Private Wealth provides investment advisory and wealth-management services to a broad client base, including individuals, business entities, trusts, family offices, retirement plans and institutional accounts. Services include discretionary and non-discretionary portfolio management on wrap and non‑wrap bases, financial planning and retirement-plan fiduciary consulting, and access to third‑party managers through its Amplify Platform.

The firm typically allocates client assets across mutual funds, ETFs, independent managers and sub‑advisers, and may use strategies such as options, structured notes, inverse/enhanced products and selective cryptocurrency exposure via ETFs or specialist managers. Ashton Thomas also presents performance history for predecessor or affiliated strategies tied to its acquisitions and boutiques (for example via its Mill Street and Day Hagan affiliations), a disclosure and marketing practice that is less common among large enterprise advisers.

Distinctive features include ownership of Day Hagan Asset Management (an adviser to certain ETFs) and a platform model that requires investment adviser representatives to use the Amplify Platform (with Platform Fees disclosed and sometimes absorbed by advisers), as well as routine use of sub‑advisers for fixed‑income management. The firm disclosed an SEC enforcement action in 2024 for a late 13(f) filing and a $375,000 sanction and states it implemented new procedures thereafter; investors should weigh these regulatory and affiliated‑product disclosures alongside the firm’s other policies on conflicts and fee sharing.

Based on Ashton Thomas Private Wealth

Expertise

Passive / index investing Options & derivatives strategies Retirement income strategy

Based on Ashton Thomas Private Wealth

Occupation focus

Founder/Business Owner Executive Financial Professional

Based on Ashton Thomas Private Wealth

Location

415 W Wall Street, Suite 2120

Midland TX 79701

Advisors at this office

6

Advisors at this office

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Braden S

Series 63, Series 65

Midland, TX

Ashton Thomas Private Wealth

Braden Schaffner is a financial advisor with Ashton Thomas Private Wealth in Midland, TX, holding Series 63 and Series 65 licenses and 14 years of industry experience. His prior roles include positions at Fluent Financial, Private Client Services, and Wells Fargo Advisors Financial Network. Ashton Thomas Private Wealth serves individual and institutional clients, including high-net-worth households, trusts, and retirement plans, offering discretionary portfolio management, financial planning, and family office services. The firm employs a range of investment strategies and operates the Amplify Platform, providing back-office support and access to various program managers and model portfolios.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Oguzhan T

Series 63, Series 65

Midland, TX

Ashton Thomas Private Wealth

Oguzhan Topcu is a financial advisor at Ashton Thomas Private Wealth with credentials including Series 63 and Series 65 licenses. He has one year of experience and previously held positions at the University of Texas - Permian Basin. Ashton Thomas Private Wealth offers investment advisory and wealth management services to a diverse client base, utilizing a platform model that includes discretionary and non-discretionary portfolio management, financial planning, and access to third-party managers through its Amplify Platform. The firm employs various investment strategies and emphasizes the use of sub-advisers for fixed-income management.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Craig C

Series 63, Series 65

Midland, TX

Ashton Thomas Private Wealth

Craig Campbell is a financial advisor at Ashton Thomas Private Wealth with Series 63 and Series 65 credentials and 47 years of industry experience. Prior to joining Ashton Thomas in 2024, he worked for Wells Fargo Advisors Financial Network LLC for 14 years. He serves on the investment committee of the Midland Memorial Foundation Board of Governors and manages family assets including limited partnerships focused on oil, gas, and real estate investments. Ashton Thomas Private Wealth serves individual and institutional clients, including high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm offers discretionary portfolio management, financial planning, family office services, and retirement-plan fiduciary consulting, utilizing a range of investment strategies and maintaining formal affiliations with broker-dealer, tax advisory, and insurance entities.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
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Marcel C

Series 66

Midland, TX

Ashton Thomas Private Wealth

Marcel Campos is a financial advisor at Ashton Thomas Private Wealth with 12 years of industry experience. He holds a Series 66 designation and previously worked at Wells Fargo Advisors Financial Network for 11 years. Outside of his advisory role, he owns and operates Campos Family Properties, LLC, which manages real estate and related services. Ashton Thomas Private Wealth serves individual and institutional clients, including high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm offers discretionary portfolio management, financial planning, family office services, and retirement-plan fiduciary consulting, utilizing a range of investment strategies and platforms.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Jesus Hirohito Y

Series 66

Midland, TX

Ashton Thomas Private Wealth

Jesus Hirohito Yamaguchi Esquivel is a financial advisor with Ashton Thomas Private Wealth in Midland, TX, holding a Series 66 designation and 10 years of industry experience. He previously worked at Wells Fargo Advisors for nine years before joining Ashton Thomas in 2024. Ashton Thomas Private Wealth serves individual and institutional clients, including high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm offers discretionary portfolio management, financial planning, family office services, and fiduciary consulting, utilizing a range of investment strategies and proprietary platforms.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Stefan P

CFP®, Series 66

Midland, TX

Ashton Thomas Private Wealth

Stefan Pereira Faria is a CFP® professional with four years of industry experience, currently affiliated with Ashton Thomas Private Wealth. He previously worked at Wells Fargo Advisors and spent several years at the University of Texas of the Permian Basin. Outside of his advisory role, he holds a 50% ownership in MSP Family1 LLC, a family business involved in an Amazon e-commerce store. Ashton Thomas Private Wealth provides investment advisory and wealth-management services to a diverse range of clients, including individuals, trusts, business entities, and institutional accounts. The firm employs a multi-manager approach, utilizing mutual funds, ETFs, sub-advisers, and alternative strategies, alongside access to third-party managers via its Amplify Platform.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
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