Sarasota, FL Office

Team
Updated today
Ashton Thomas Private Wealth logo

Ashton Thomas Private Wealth

Multi-team

Firm-wide stats for Ashton Thomas Private Wealth

Total advisors

77

Across 20 offices

Clients per advisor

41 Low

Avg AUM per client

$1,841,971 Very High

HNW client ratio

38% High

About

Ashton Thomas Private Wealth provides investment advisory and wealth-management services to a broad client base, including individuals, business entities, trusts, family offices, retirement plans and institutional accounts. Services include discretionary and non-discretionary portfolio management on wrap and non‑wrap bases, financial planning and retirement-plan fiduciary consulting, and access to third‑party managers through its Amplify Platform.

The firm typically allocates client assets across mutual funds, ETFs, independent managers and sub‑advisers, and may use strategies such as options, structured notes, inverse/enhanced products and selective cryptocurrency exposure via ETFs or specialist managers. Ashton Thomas also presents performance history for predecessor or affiliated strategies tied to its acquisitions and boutiques (for example via its Mill Street and Day Hagan affiliations), a disclosure and marketing practice that is less common among large enterprise advisers.

Distinctive features include ownership of Day Hagan Asset Management (an adviser to certain ETFs) and a platform model that requires investment adviser representatives to use the Amplify Platform (with Platform Fees disclosed and sometimes absorbed by advisers), as well as routine use of sub‑advisers for fixed‑income management. The firm disclosed an SEC enforcement action in 2024 for a late 13(f) filing and a $375,000 sanction and states it implemented new procedures thereafter; investors should weigh these regulatory and affiliated‑product disclosures alongside the firm’s other policies on conflicts and fee sharing.

Based on Ashton Thomas Private Wealth

Expertise

Passive / index investing Options & derivatives strategies Retirement income strategy

Based on Ashton Thomas Private Wealth

Occupation focus

Founder/Business Owner Executive Financial Professional

Based on Ashton Thomas Private Wealth

Location

1000 South Tamiami Trail

Sarasota FL 34236

Advisors at this office

5

Advisors at this office

user avatar

Arthur D

Series 63, Series 65

Sarasota, FL

Ashton Thomas Private Wealth

Arthur Day is a financial advisor at Ashton Thomas Private Wealth with 32 years of industry experience. He previously worked at Day Hagan Asset Management for 19 years and UBS Financial Services for 13 years. Day serves on the board of the Team Tony Cancer Foundation and the Richard A. Riffel Philanthropic Trust. Ashton Thomas Private Wealth provides investment advisory and wealth management services to individuals, business entities, trusts, family offices, retirement plans, and institutional accounts. The firm employs diversified strategies including mutual funds, ETFs, independent managers, and specialist managers, and incorporates a platform model featuring the Amplify Platform and use of multiple sub-advisers.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Donald H

CFA®, Series 63, Series 65

Sarasota, FL

Ashton Thomas Private Wealth

Donald Hagan is a CFA charterholder with 20 years of industry experience. He is currently with Ashton Thomas Private Wealth and was previously a managing member of Day Hagan Asset Management, where he worked for 12 years. Outside of his advisory work, he is a passive investor in a clothing line called Saaka. Ashton Thomas Private Wealth offers investment advisory and wealth-management services to a diverse client base, including individuals, trusts, family offices, and institutional accounts. The firm employs a multi-manager approach, utilizing mutual funds, ETFs, independent managers, and sub-advisers, along with alternative strategies such as options and selective cryptocurrency exposure.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Tyler H

Series 65

Sarasota, FL

Ashton Thomas Private Wealth

Tyler Hagan is a financial advisor at Ashton Thomas Private Wealth with a Series 65 designation and two years of industry experience. He previously worked at Day Hagan Asset Management and has ownership in Hagan Health Partners, a business involved in the distribution of biologics for experimental medical use. Ashton Thomas Private Wealth offers investment advisory and wealth management services to a diverse client base, including individuals, trusts, family offices, and institutional accounts. The firm employs a multi-manager approach, utilizing mutual funds, ETFs, third-party managers, and strategies such as options and selective cryptocurrency exposure through its Amplify Platform.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Regan T

CFP®, CFA®, Series 65

Sarasota, FL

Ashton Thomas Private Wealth

Regan Teague is a CFP®, CFA®, and Series 65-registered advisor at Ashton Thomas Private Wealth with 14 years of industry experience. He worked for 13 years at Day Hagan Asset Management before joining Ashton Thomas in 2025. Teague contributes articles on securities to SeekingAlpha.com. Ashton Thomas Private Wealth provides investment advisory and wealth-management services to a diverse client base, including individuals, family offices, and institutional accounts. The firm employs a range of strategies and utilizes third-party managers through its Amplify Platform.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
user avatar

Natalie B

CFP®

Sarasota, FL

Ashton Thomas Private Wealth

Natalie Brown is a CFP® professional with seven years of industry experience. She currently works at Ashton Thomas Private Wealth and previously spent ten years at Day Hagan Asset Management. In addition to her advisory role, she contributes financial articles for retail investors to The Street Retirement Daily, a financial publication. Ashton Thomas Private Wealth serves individual and institutional clients, including high-net-worth households, trusts, estates, retirement plans, and charitable entities. The firm provides discretionary portfolio management, financial planning, family office services, and retirement-plan fiduciary consulting, utilizing a range of investment strategies and offering access to specialized platforms and solutions.

Passive / index investing Options & derivatives strategies Retirement income strategy Founder/Business Owner Executive Financial Professional
View complete list of advisors at this office
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