Aspen Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$82,885,952
Clients
102
Advisors
3
of 3 employees
About
Aspen Wealth Management provides discretionary investment management and comprehensive financial planning to individuals (including high‑net‑worth clients), retirement plans, trusts, estates, foundations and other entities, managing roughly $83.4 million in client assets. Its services include portfolio management, financial plan development and periodic plan updates, with implementation support that may involve outside professionals.
The firm emphasizes asset allocation as a primary determinant of long‑term portfolio performance, applying both fundamental and technical analysis, quarterly monitoring and rebalancing, and encouraging multi‑year investment horizons. Aspen uses a broad toolkit that can include individual securities, mutual funds, hedge funds, IPO participation and private investments (including private investments where the firm acts as a managing member) and generally operates with discretionary trading authority.
Distinctive features include a small owner‑managed structure with three advisers and sub‑$100 million AUM, established custodial relationships with Charles Schwab and Mainstar Trust, and practices such as standing letters of authorization and direct debit authorizations that can constitute custody under state rules. The brochure also discloses a prior state consent order related to registration procedures and a banking affiliation involving family relationships, both of which may be relevant conflict‑of‑interest considerations for prospective clients.
Client services
Expertise
Fee options
Fixed dollar fee for comprehensive financial planning quoted upon arrangement; half due at acceptance, balance due at presentation
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.70% annually $3,000,001+: 0.50% annually
$125 per hour for special studies or services beyond or in lieu of financial plan development
Account minimum: $100,000 Minimum fee: $250 per quarter (minimum fee for accounts under $100,000)
Main office
9300 W. 110th Street, Suite 680
Overland Park KS 66210
Advisors at this office
3
Most active in
Kansas · Missouri
Also doing business as
Aspen Advisors, Inc. · Aspen Wealth Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Stephen S
Series 65
Overland Park, KS
Aspen Wealth Management, Inc.
Stephen Small is a financial advisor at Aspen Wealth Management, Inc. in Overland Park, Kansas, holding a Series 65 designation with 19 years of industry experience. He has been with Aspen Wealth Management since 2007. Outside of his advisory role, he is the managing member of Swift Investments, LLC, where he oversees investment opportunities and tax return preparation for personal and family investing. Aspen Wealth Management provides discretionary investment management and comprehensive financial planning to individuals, retirement plans, trusts, estates, foundations, and other entities, managing approximately $83.4 million in client assets. The firm emphasizes asset allocation, fundamental and technical analysis, and multi-year investment horizons, using a range of investment vehicles and operating with discretionary trading authority.
Tavis H
Series 65
Overland Park, KS
Aspen Wealth Management, Inc.
Tavis Holsinger is a financial advisor at Aspen Wealth Management, Inc. in Overland Park, KS, holding a Series 65 designation with two years of industry experience. He previously worked at Gearing Capital Partners, Inc. for thirteen years before joining Aspen Wealth Management. Aspen Wealth Management serves individuals, including high-net-worth clients, as well as trusts, estates, foundations, and retirement plans. The firm manages approximately $79.5 million across about 90 clients, providing discretionary investment management and comprehensive financial planning with an emphasis on asset allocation and tailored portfolio strategies.
Trevor H
Series 63
Overland Park, KS
Aspen Wealth Management, Inc.
Trevor Holsinger is a financial advisor with Aspen Wealth Management, Inc. in Overland Park, KS, holding a Series 63 designation and 25 years of industry experience. He has been with Aspen Wealth Management since 2000. Outside of his advisory role, he serves as trustee for a personal investment trust focused on evaluating investment opportunities. Aspen Wealth Management serves individuals, including high-net-worth clients, as well as trusts, estates, foundations, and retirement plans, managing approximately $79.5 million for about 90 clients. The firm offers discretionary investment management and comprehensive financial planning, emphasizing asset allocation and using both fundamental and technical analysis to tailor portfolios with regular reviews and rebalancing.
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