Aspen Wealth Management, LLC

Aspen Wealth Management provides portfolio management and financial planning to individual clients as well as select institutional relationships, including pension and profit‑sharing plans and charitable organizations. The firm also offers sub‑advisory and model‑portfolio services and can implement portfolios using equities, mutual funds, ETFs, bonds and private investments.

The firm's investment process blends fundamental and technical analysis — including charting and modern portfolio theory — to construct customized or model portfolios and to time entry points. Portfolios may be managed on a discretionary basis and can include margin, leveraged ETFs and other alternative or privately placed securities when appropriate for a client's objectives and risk tolerance.

What distinguishes this practice from many small independent advisers is its engagement with pension/profit‑sharing and other institutional clients and its role providing sub‑advisory services, despite a modest client base and assets under management. The firm’s brochure discloses a prior disciplinary matter involving the firm’s principal and notes the principal’s other industry roles (registered representative and insurance agent), matters the ADV and the IAPD describe in more detail and that can create potential conflicts of interest.