Aurora Bay Capital
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About
Aurora Bay Capital is an independent investment manager that provides discretionary portfolio management and advisory services to pooled investment programs and institutional clients, while also listing individuals, trusts, and non‑profits among potential client types. The firm offers implementation support and due diligence for external managers and provides access to alternative investments, including REITs and private placement opportunities.
Aurora Bay combines fundamental and technical analysis with customized asset allocation, implementing portfolios using individual bonds and equities alongside exchange‑traded funds to pursue tax efficiency and diversification. When appropriate, the firm recommends, selects and monitors third‑party managers, and conducts annual reviews and manager oversight on behalf of clients.
A distinctive aspect of Aurora Bay’s practice is its routine selection and placement of client assets with third‑party advisors — including acting as a solicitor or sub‑advisor — and receiving a portion of the related arrangements, which the brochure identifies as a material conflict to be managed. The firm’s principal also maintains broker‑dealer and investment‑banking registrations, and Aurora Bay emphasizes access to private placements typically limited to accredited investors and sizable commitments; at the time of the filing the firm reported no assets under management.
Client services
Expertise
Fee options
$0+: Up to 1.25% annually (negotiable, based on factors including asset size, services, complexity) $0+: Up to 0.50% annually for portfolios managed by third-party advisors (monitoring fee)
Account minimum: $100,000
Main office
Atlanta GA
Advisors at this office
1
Most active in
Georgia
Also doing business as
Aurora Bay Capital · Aurora Bay Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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