A complete list of active advisors currently associated with Aurora Bay Capital

Warmer can help you find a great advisor at Aurora Bay Capital or one who fits your needs even better.

Aurora Bay Capital is an independent investment manager that provides discretionary portfolio management and advisory services to pooled investment programs and institutional clients, while also listing individuals, trusts, and non‑profits among potential client types. The firm offers implementation support and due diligence for external managers and provides access to alternative investments, including REITs and private placement opportunities. Aurora Bay combines fundamental and technical analysis with customized asset allocation, implementing portfolios using individual bonds and equities alongside exchange‑traded funds to pursue tax efficiency and diversification. When appropriate, the firm recommends, selects and monitors third‑party managers, and conducts annual reviews and manager oversight on behalf of clients. A distinctive aspect of Aurora Bay’s practice is its routine selection and placement of client assets with third‑party advisors — including acting as a solicitor or sub‑advisor — and receiving a portion of the related arrangements, which the brochure identifies as a material conflict to be managed. The firm’s principal also maintains broker‑dealer and investment‑banking registrations, and Aurora Bay emphasizes access to private placements typically limited to accredited investors and sizable commitments; at the time of the filing the firm reported no assets under management.

To learn more about the advisors currently working at Aurora Bay Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Dawn Barnes	Atlanta, GA	24

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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

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