Houston, TX Office

Ausdal Financial Partners serves individuals (including high‑net‑worth clients), trusts, estates, retirement plans, and business entities, overseeing roughly $3.73 billion for more than 16,000 clients through a large network of investment advisor representatives. The firm offers a broad set of services — advisor‑managed accounts (AMP), separately managed accounts (SMA), unified managed accounts (UMA), access to third‑party managers and TAMPs, retirement‑plan advisory, and financial planning — and also facilitates purchases of brokerage and insurance products.

Investment strategies are developed at the IAR level and tailored to each client’s objectives, risk tolerance, liquidity needs, and time horizon, with accounts managed on either a discretionary or non‑discretionary basis and available in wrap and non‑wrap formats. AFP uses multiple custodians (including Pershing, Charles Schwab & Co., and Axos), permits reasonable client‑imposed investment restrictions, and routinely integrates third‑party money managers and model portfolios into client solutions.

AFP’s brochure highlights several features that distinguish it from many multi‑team advisers: it remains dually registered as both a Securities and Exchange Commission‑registered investment adviser and a FINRA‑member broker‑dealer and continues to effect commissionable securities and insurance transactions, with Pershing serving as its clearing broker. The firm discloses revenue‑sharing and cash‑sweep arrangements (e.g., FundVest participation), brokerage‑related fees, and recruiting/transition support for IARs — including forgivable and no‑interest loans — all of which the firm identifies as potential conflicts of interest in its Form ADV disclosures.