Autumn Lane Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$770,404,521
Clients
59
Advisors
4
of 7 employees
About
Autumn Lane Advisors provides personalized wealth management and investment consulting to ultra-high net worth individuals and family offices and serves as investment adviser to a range of pooled vehicles. The firm offers discretionary wealth management, non-discretionary consulting, and advisory services to multiple private investment funds and feeder vehicles.
ALA implements client asset allocations primarily by selecting and overseeing third‑party managers and conducting quantitative and qualitative due diligence, then allocating across public and private markets including equities, fixed income, hedge funds, private equity, private real estate and private credit. For both pooled funds and separately managed accounts the firm discloses the use of option overlay strategies, derivatives and borrowing as implementation tools and delivers quarterly performance reporting and audited fund financials to investors.
Distinctive features include managing roughly $1.2 billion of regulatory AUM with a four‑person advisory team (a relatively high AUM per advisor) and acting as general partner and sponsor for a suite of private funds and feeder vehicles, including two funds that provide for a 10% performance‑based allocation to the general partner. The brochure discloses the owners’ economic interests in affiliated general partners and describes mitigation measures such as engagement of an independent third‑party administrator, PCAOB‑audited annual financial statements and written policies and procedures.
Client services
Expertise
Occupation focus
Fee options
Consulting fees charged on a fixed fee basis, negotiated annually
$0 - $10 million: 0.50% $10 million - $50 million: 0.35% $50 million+: 0.15%
Consulting fees negotiated on a fixed annual fee basis, not hourly, but hourly fee type reported in Part 1 data; no specific hourly rates stated
Performance-based profit allocation of 10% of net profits for certain private funds (Autumn Lane Diversified Strategies, LP and Autumn Lane Alpha Opportunities, LP)
Account minimum: $1,000,000 Minimum fee: $25,000 per year minimum fee for Wealth Management; $250,000 per year minimum fee for Consulting services Fee-only: Wealth Management and Consulting fees charged; no commissions indicated
Main office
7500 San Felipe, Suite 1030
Houston TX 77063
Advisors at this office
4
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
David A
Series 63, Series 66
Houston, TX
Autumn Lane Advisors, LLC
David Andrew is a financial advisor at Autumn Lane Advisors, LLC in Houston, TX, holding Series 63 and Series 66 licenses with 15 years of industry experience. He has been with Autumn Lane Advisors since 2014. Outside of his advisory role, Mr. Andrew is a limited partner and minority owner of the general partner in a real estate investment limited liability corporation, though he does not receive revenue from this ownership. Autumn Lane Advisors serves high-net-worth individuals and family offices, providing discretionary wealth management, non-discretionary investment consulting, and advisory services to private investment funds. The firm uses a family-office style approach with customized asset allocations and manages over $1 billion for a small client base, including operating multiple private pooled investment vehicles.
Stephen B
CFP®, Series 66
Houston, TX
Autumn Lane Advisors, LLC
Stephen Burton is a CFP® and holds a Series 66 license with six years of industry experience. He has worked at several financial firms, including Raymond James & Associates, Bank of America, Merrill Lynch, and Morgan Stanley, before joining Autumn Lane Advisors, LLC in 2022. Autumn Lane Advisors serves high-net-worth individuals and family offices, providing discretionary wealth management, investment consulting, and advisory services to private investment funds. The firm employs a family-office style approach with customized asset allocations and manages over $1 billion primarily for ultra-high-net-worth clients and families.
Steven O
CFA®, Series 63
Houston, TX
Autumn Lane Advisors, LLC
Steven Oldham is a CFA® charterholder and financial advisor at Autumn Lane Advisors, LLC in Houston, TX, with six years of industry experience. Prior to joining Autumn Lane Advisors in 2018, he worked at Iron Bridge Resources, Inc. and Procyrion, Inc. Oldham serves on the boards of several companies, including Texas Mutual Insurance Company and Central Bank, contributing governance, financial oversight, and investment expertise. Autumn Lane Advisors serves high-net-worth individuals and family offices, offering discretionary wealth management, non-discretionary investment consulting, and advisory services to private investment funds. The firm employs a family-office style approach with customized asset allocations, managing over $1 billion for a small client base and sponsoring multiple private fund vehicles.
James M
Series 65
Houston, TX
Autumn Lane Advisors, LLC
James Mooney is a financial advisor at Autumn Lane Advisors, LLC with one year of industry experience. He holds a Series 65 designation and has previously worked at Point 72 / Everpoint, Carlson Capital, and Phoenix Natural Resources. Starting in 2024, he is a limited partner and minority owner general partner of a real estate investment limited liability company, Ivie Lane Partners LLC, but does not receive revenue or devote time to this role. Autumn Lane Advisors serves high-net-worth individuals and family offices, providing discretionary wealth management, non-discretionary investment consulting, and advisory services to private investment funds. The firm employs a family-office style approach with customized asset allocations and manages over $1 billion for a small client base, including multiple private funds with disclosed governance measures.
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