Auxan Capital Advisors, LLC logo

Auxan Capital Advisors, LLC

Updated today

Client AUM

$82,882,900

Clients

559

Advisors

8

across 2 offices

About

Auxan Capital Advisors serves individuals (including high‑net‑worth clients), trusts, charitable organizations, and corporate clients, and provides discretionary portfolio management across active and passive strategies as well as limited‑scope ERISA 3(21) retirement plan advisory services. The firm manages client accounts through multiple custodial platforms and may appoint sub‑advisors to oversee portions of client portfolios.

The firm typically provides discretionary portfolio management with continuous supervision and re‑optimization, offering concentrated equity, ETF/mutual fund, and passive strategies. Auxan describes a hybrid analytical process that combines statistical risk models with charting, fundamental, technical, and cyclical analysis to adjust exposures, and the brochure discloses that some strategies may use borrowing/margin and leveraged or inverse products along with the attendant risks.

Noteworthy distinctions include an ownership link to a separately operated real estate business (a passive owner is a full‑time licensed real estate agent), a practice where some investment advisor representatives receive external compensation as insurance agents, and the firm’s explicit omission of standalone financial planning services. The brochure also discloses that the firm maintains a proprietary trading account and uses the Betterment for Advisors platform (where Betterment may receive delegated proxy‑voting authority for accounts on that platform).

Client services

Portfolio management Pension consulting Selection of other advisers

Expertise

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning

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Fee options

Percentage

$0 - $50,000: 0.75% (Betterment Passive) $50,001 - $100,000: 0.55% (Betterment Passive) $100,001 - $500,000: 0.50% (Betterment Passive) $500,001 - $1,000,000: 0.45% (Betterment Passive) $1,000,001 - $2,000,000: 0.35% (Betterment Passive) $2,000,001 - $5,000,000: 0.25% (Betterment Passive) $5,000,001 - $10,000,000: 0.15% (Betterment Passive) $10,000,001+: 0.05% (Betterment Passive) $0 - $50,000: 1.0% (Charles Schwab Passive) $50,001 - $100,000: 0.8% (Charles Schwab Passive) $100,001 - $500,000: 0.75% (Charles Schwab Passive) $500,001 - $1,000,000: 0.7% (Charles Schwab Passive) $1,000,001 - $2,000,000: 0.6% (Charles Schwab Passive) $2,000,001 - $5,000,000: 0.5% (Charles Schwab Passive) $5,000,001 - $10,000,000: 0.4% (Charles Schwab Passive) $10,000,001+: 0.3% (Charles Schwab Passive)

Other

Account minimum: $20,000 for Interactive Brokers accounts; $0 (no minimum) for Betterment, Charles Schwab, and American Funds accounts Fee-only: Active Management Strategy fees: Concentrated Growth Strategy 1.9% annually; ETF/Mutual Fund Strategies 1.0% annually; Passive Equity Strategies 1.0% annually; Individual Bonds/CDs 0.3% annually

Main office

See office

2215 W Chesterfield Blvd, Suite 10

Springfield MO 65807

Advisors at this office

7

Most active in

Arkansas · Kansas · Louisiana · Missouri · Ohio · Tennessee · Texas

Also doing business as

Auxan Capital Advisors LLC · Auxan Capital Advisors, LLC · Blaicol Capital Management, LLC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Lawrence E

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Lawrence Ebisch II is a Series 65 licensed advisor with 22 years of industry experience. He is affiliated with Auxan Capital Advisors, LLC and has worked with Blaicol Capital Management, LLC since 2004. Outside of his financial advisory work, he is involved in Classy Llama Studios LLC, a non-investment-related business he has operated since 2016. Auxan Capital Advisors serves individuals, trusts, charitable organizations, and corporate clients, providing discretionary portfolio management across active and passive strategies as well as limited-scope ERISA 3(21) retirement plan advisory services. The firm employs a hybrid analytical approach combining statistical risk models with fundamental, technical, and cyclical analysis to manage client portfolios.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning
user avatar

Jimmy S

Series 63, Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Jimmy Schmidly is a financial advisor at Auxan Capital Advisors, LLC with 16 years of industry experience. He has worked at Auxan Capital Advisors since 2010 and previously spent 11 years at Assemblies Of God Credit Union. Schmidly holds Series 63 and Series 65 licenses and offers life, long-term care insurance, and fixed annuities to clients as needed. Auxan Capital Advisors serves individuals, trusts, charitable organizations, and corporate clients with discretionary portfolio management across active and passive strategies, as well as limited-scope ERISA 3(21) retirement plan advisory services. The firm employs a hybrid analytical process combining statistical risk models with charting, fundamental, technical, and cyclical analysis to manage client portfolios.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning
user avatar

Travis L

Series 66

Springfield, MO

Auxan Capital Advisors, LLC

Travis Lathrop is a financial advisor at Auxan Capital Advisors, LLC in Springfield, MO, holding a Series 66 designation with five years of industry experience. Prior to joining Auxan Capital Advisors in 2022, he worked at Cornerstone Wealth Management and LPL Financial, LLC. Outside of advisory work, he serves as Chief Revenue Officer for Classy Llama, an eCommerce company, and is a board member of the Strafford R-VI School Board. Auxan Capital Advisors provides discretionary portfolio management to individuals, trusts, charitable organizations, and corporate clients using a hybrid analytical approach that incorporates statistical risk models alongside fundamental and technical analysis. The firm offers concentrated equity, ETF/mutual fund, and passive strategies across multiple custodial platforms.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning
user avatar

Jeffrey R

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Jeffrey Reeb is a financial advisor at Auxan Capital Advisors, LLC with 13 years of industry experience. He holds the Series 65 designation and has been with Auxan Capital Advisors since 2012. Outside of financial advising, he owns and operates Dent Boss, Inc., a paintless dent repair business specializing in hail damage claims. Auxan Capital Advisors serves individuals, trusts, charitable organizations, and corporate clients, providing discretionary portfolio management across active and passive strategies along with limited-scope ERISA 3(21) retirement plan advisory services. The firm employs a hybrid analytical process combining statistical risk models and various types of analysis to manage portfolios that may include concentrated equity, ETF/mutual fund, and passive strategies.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning
user avatar

Timothy B

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Timothy Baker is a financial advisor at Auxan Capital Advisors, LLC with 12 years of industry experience. He holds a Series 65 designation and has been with Auxan since 2014. In addition to his advisory role, he works as a life and health insurance agent and is involved in dog training through Nottingham Kennels. Auxan Capital Advisors serves individuals, trusts, charitable organizations, and corporate clients by providing discretionary portfolio management across active and passive strategies, including limited-scope ERISA 3(21) retirement plan advisory services. The firm uses a hybrid analytical process combining statistical risk models with fundamental and technical analysis to manage client portfolios.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning
user avatar

Jace H

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Jace Henry is a financial advisor at Auxan Capital Advisors, LLC with one year of industry experience. He holds a Series 65 designation and previously worked in various roles including positions at Pension Consultants Inc, Menards, and Republic High School. Outside of advisory, he is involved with College Works Painting. Auxan Capital Advisors serves individuals, trusts, charitable organizations, and corporate clients, offering discretionary portfolio management through a combination of active and passive strategies. The firm employs a hybrid analytical process using statistical risk models alongside fundamental and technical analysis to manage client portfolios.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning
user avatar

Dwight F

Series 63, Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Dwight Fay Sr. is a financial advisor at Auxan Capital Advisors, LLC with 34 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Auxan Capital Advisors since 2018, following a 13-year tenure at Ameriprise Financial Services, Inc. Fay also offers life insurance, long-term care insurance, and annuities to clients as needed for estate purposes. Auxan Capital Advisors serves individuals, trusts, charitable organizations, and corporate clients with discretionary portfolio management across active and passive strategies. The firm combines statistical risk models with fundamental, technical, and cyclical analysis to manage portfolios and may appoint sub-advisors to oversee client accounts.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning
user avatar

James S

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

James Schmidly is a financial advisor with Auxan Capital Advisors, LLC in Springfield, MO. He holds a Series 65 credential and has 20 years of industry experience. Schmidly has worked at Auxan Capital Advisors since 2008 and spent 11 years at Evangel University. Outside of his advisory role, he is involved in missionary work with Assemblies of God World Missions and offers life and health insurance products for estate planning purposes. Auxan Capital Advisors serves individuals, trusts, charitable organizations, and corporate clients, providing discretionary portfolio management across active and passive strategies, as well as ERISA 3(21) retirement plan advisory services. The firm employs a hybrid analytical approach combining risk models with fundamental and technical analysis to manage client portfolios.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Income planning
View complete list of advisors at this firm
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