Auxan Capital Advisors, LLC logo

Auxan Capital Advisors, LLC

Updated today

Client assets under management

$82,882,900

Clients

559

3% high-net-worth

Advisors

8

of 8 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

70

High

Average account size

$148,270

About

Auxan Capital Advisors is a mid-sized advisory team that serves individual and high‑net‑worth clients, trusts, charitable organizations, and employer retirement plans. The firm provides discretionary portfolio management across both active and passive strategies, and offers retirement plan advisory services in a limited‑scope (3(21)) fiduciary role.

The firm’s investment process blends statistical modeling with charting, fundamental, technical, and cyclical analysis to construct and re‑optimize client portfolios, with an emphasis on adjusting equity and bond exposure based on measured market risk. Portfolios may be managed directly or via selected sub‑advisors and can employ trading techniques such as options, margin/borrowing, short sales, and leveraged or inverse products, which the firm identifies as carrying elevated risk.

Auxan discloses several features that are less common among similar team firms: one of the firm’s owners operates a separate, full‑time real estate business that is disclosed as an affiliated but non‑soliciting activity, and some advisory representatives are licensed insurance agents who receive external compensation from insurance sales. The firm also uses multiple custodial platforms (including Betterment, Charles Schwab, and Interactive Brokers), leverages borrowing and margin in managed accounts, and documents these relationships and potential conflicts with mitigation procedures.

Client services

Portfolio management Pension consulting Selection of other advisers

Expertise

Active portfolio management Passive / index investing

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Percentage

$0 - $50,000: 0.75% $50,001 - $100,000: 0.55% $100,001 - $500,000: 0.50% $500,001 - $1,000,000: 0.45% $1,000,001 - $2,000,000: 0.35% $2,000,001 - $5,000,000: 0.25% $5,000,001 - $10,000,000: 0.15% $10,000,001+: 0.05%

Other

Account minimum: $20,000

Main office location

Auxan Capital Advisors, LLC

2215 W Chesterfield Blvd, Suite 10

Springfield MO 65807, United States

Number of offices

2

Most active in

Arkansas · Kansas · Louisiana · Missouri · Ohio · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Lawrence E

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Lawrence Ebisch is a Series 65-licensed financial advisor with over 21 years of industry experience. He is affiliated with Auxan Capital Advisors, LLC and has been involved with the firm since 2015. Outside of his advisory work, he operates Classy Llama Studios LLC, a non-investment-related business. Auxan Capital Advisors is a mid-sized advisory team serving individual and high-net-worth clients, trusts, charitable organizations, and employer retirement plans. The firm employs a blend of statistical modeling and various analytical techniques to manage portfolios through both active and passive strategies, with an emphasis on adjusting equity and bond exposure based on measured market risk.

Active portfolio management Passive / index investing
user avatar

Jimmy S

Series 63, Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Jimmy Schmidly is a financial advisor with Auxan Capital Advisors, LLC in Springfield, MO, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. He has worked at Auxan Capital Advisors since 2010 and previously spent 11 years at Assemblies Of God Credit Union. Schmidly also offers life, long-term care, and fixed annuity insurance products as part of his client services. Auxan Capital Advisors is a mid-sized team serving individual and high-net-worth clients, trusts, charitable organizations, and employer retirement plans. The firm uses a combination of statistical modeling and various forms of market analysis to manage portfolios actively and passively, with flexibility in trading techniques and a limited-scope fiduciary role for retirement plan advisory services.

Active portfolio management Passive / index investing
user avatar

Travis L

Series 66

Springfield, MO

Auxan Capital Advisors, LLC

Travis Lathrop is a financial advisor at Auxan Capital Advisors, LLC with four years of industry experience. He holds a Series 66 designation and has worked at Auxan since 2022. Prior to joining Auxan, he was employed at Cornerstone Wealth Management and LPL Financial, and he currently serves as Chief Revenue Officer at Classy Llama, an eCommerce business. Lathrop is also a member of the Strafford R-VI School Board. Auxan Capital Advisors is a mid-sized advisory team serving individual and high-net-worth clients, trusts, charitable organizations, and employer retirement plans. The firm provides discretionary portfolio management using a combination of statistical modeling and various analytical methods, with an emphasis on adjusting equity and bond exposure based on measured market risk.

Active portfolio management Passive / index investing
user avatar

Jeffrey R

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Jeffrey Reeb is a financial advisor with Auxan Capital Advisors, LLC in Springfield, MO, holding a Series 65 designation and 12 years of industry experience. He has worked at Auxan Capital Advisors since 2012 and also owns and operates Dent Boss, Inc., a paintless dent repair business specializing in insurance claims related to hail damage. Auxan Capital Advisors is a mid-sized advisory team serving individual and high-net-worth clients, trusts, charitable organizations, and employer retirement plans. The firm employs a blend of statistical modeling, fundamental, technical, and cyclical analysis to manage discretionary portfolios using both active and passive strategies, with an emphasis on adjusting equity and bond exposure based on measured market risk.

Active portfolio management Passive / index investing
user avatar

Timothy B

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Timothy Baker is a financial advisor at Auxan Capital Advisors, LLC in Springfield, MO, with 12 years of industry experience. He holds a Series 65 designation and has been with Auxan since 2014. Outside of his advisory role, Baker offers life and long-term care insurance and fixed annuities as needed, and he is involved in dog training through Nottingham Kennels. Auxan Capital Advisors is a mid-sized team serving individual and high-net-worth clients, trusts, charitable organizations, and employer retirement plans. The firm combines statistical modeling with fundamental and technical analysis to manage portfolios using both active and passive strategies, with a focus on adjusting equity and bond exposure based on market risk.

Active portfolio management Passive / index investing
user avatar

Jace H

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Jace Henry is a financial advisor at Auxan Capital Advisors, LLC with a Series 65 designation and one year of industry experience. Prior to joining Auxan Capital Advisors, he held various roles including positions in construction and education. Auxan Capital Advisors is a mid-sized advisory team serving individual and high-net-worth clients, trusts, charitable organizations, and employer retirement plans. The firm employs a blend of statistical modeling, fundamental and technical analysis, and cyclical analysis to manage portfolios using both active and passive strategies.

Active portfolio management Passive / index investing
user avatar

Dwight F

Series 63, Series 65

Springfield, MO

Auxan Capital Advisors, LLC

Dwight Fay is a financial advisor with Auxan Capital Advisors, LLC, holding Series 63 and Series 65 licenses and 34 years of industry experience. He previously worked at Ameriprise Financial Services, Inc. for 13 years before joining Auxan Capital Advisors in 2018. Fay also offers life, long-term care insurance, and annuities to clients for estate purposes. Auxan Capital Advisors is a mid-sized advisory team serving individual and high-net-worth clients, trusts, charitable organizations, and employer retirement plans. The firm employs a blend of statistical modeling, fundamental, technical, and cyclical analysis to manage portfolios using both active and passive strategies, with an emphasis on adjusting equity and bond exposure based on market risk.

Active portfolio management Passive / index investing
user avatar

James S

Series 65

Springfield, MO

Auxan Capital Advisors, LLC

James Schmidly is a financial advisor with Auxan Capital Advisors, LLC in Springfield, MO, holding a Series 65 designation and 20 years of industry experience. He has been with Auxan Capital Advisors since 2008 and previously worked at Evangel University for 11 years. Outside of his advisory role, he is involved in missionary work with Assemblies of God World Missions and offers life and health insurance products for estate planning purposes. Auxan Capital Advisors is a mid-sized team serving individual and high-net-worth clients, trusts, charitable organizations, and employer retirement plans. The firm employs a blend of statistical modeling, fundamental, technical, and cyclical analysis to manage portfolios using both active and passive strategies, with a focus on adjusting equity and bond exposure based on market risk.

Active portfolio management Passive / index investing
Warmer team member

Not sure where to start?

We'll help you think it through — whether you ultimately need an advisor or not.

Warmer helps you compare advisors clearly — so you can choose with confidence.

Find your advisor
Discover

Compare top advisor firms by metric, firm size, and location.

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")