Eagle, WI Office

Avaii Wealth Management is an SEC‑registered advisory firm that provides investment management, financial planning, and retirement plan advisory services to individuals, families, trusts, charitable organizations, businesses and retirement plans. The firm manages roughly $603 million for nearly 1,000 client relationships and operates with an 11‑person advisory team, offering discretionary portfolio management and participant account management through third‑party platforms.

The firm integrates financial planning with portfolio construction and oversight, typically using a mix of active and passive mutual funds, ETFs, individual equities and fixed income and, when appropriate, third‑party independent managers. Avaii describes itself as a fiduciary, conducts periodic account reviews (at least quarterly), and notes that advisors may use options and other derivatives strategies in separately managed accounts when suitable for a client’s objectives.

Avaii’s brochure discloses several features that distinguish it from many peers: it offers in‑house tax preparation and filing services through a CPA, several advisory persons are also licensed insurance professionals who may earn commission compensation from insurance product sales, and the firm explicitly permits and discloses outside business activities by advisors (for example, sales or farming). These additional services and dual roles are identified in the brochure as potential conflicts of interest and are governed by the firm’s disclosure and compliance procedures.