Dubuque, IA Jones St Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Avantax Planning Partners, Inc.
Multi-team
Firm-wide stats for Avantax Planning Partners, Inc.
About
Avantax Planning Partners, Inc. provides portfolio management, financial planning, and a managed retirement plan platform to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations and businesses. The firm delivers these services primarily through a network of CPA firms and registered Advisor Representatives and, as of December 31, 2025, reported roughly $7.57 billion in assets under management across about 164 advisors and some 7,500 clients.
Investment management is delivered largely through firm‑designed style allocation models (SAMs) overseen by an investment advisory committee chaired by the chief investment officer; clients complete an investment policy statement and most accounts are managed on a discretionary basis with periodic rebalancing. The firm offers tax‑intelligent (tax‑overlay) strategies, centralized trading and annual account reviews, and relies on Charles Schwab for managed retail accounts and Fidelity for its Retirement Plan Services platform.
Distinctive features include a cluster of uncommon affiliations and services for a multi‑team adviser: ties to an affiliated broker‑dealer (Cetera Wealth Services) and affiliated investment adviser (Cetera Investment Advisers), access to pension consulting via Cetera Retirement Plan Specialists, an affiliated trust company (Cetera Trust Company, N.A.), and affiliated insurance agencies. Avantax also offers a collateralized non‑purpose loan program available through Schwab and Goldman Sachs Bank USA and emphasizes CPA‑sourced referrals; these arrangements affect product access and create potential conflicts of interest (custodial benefits, revenue sharing and referral compensation) that the firm discloses for client consideration.
Based on Avantax Planning Partners, Inc.
Expertise
Based on Avantax Planning Partners, Inc.
Location
210 Jones St, Ste. 104
Dubuque IA 52001
Advisors at this office
2
Advisors at this office
Rhonda T
Series 65, Series 63, Series 66
Dubuque, IA
Avantax Planning Partners, Inc.
Rhonda Thill is a financial advisor with Avantax Planning Partners, Inc. based in Dubuque, IA. She holds Series 63, 65, and 66 licenses and has seven years of industry experience. Prior to her current role, she worked at Honkamp Krueger Financial Services and IBM. Avantax Planning Partners provides portfolio management, financial planning, and managed retirement plan services primarily through a network of CPA firms and registered Advisor Representatives. The firm serves individuals, pension plans, charitable organizations, and businesses, managing approximately $7.57 billion in assets as of year-end 2025.
Christopher A
Series 63, Series 65
Dubuque, IA
Avantax Planning Partners, Inc.
Christopher Allan is a financial advisor at Avantax Planning Partners, Inc. with 17 years of industry experience. He holds the Series 63 and Series 65 registrations. Prior to his current role, Allan worked at Prudential from 2009 to 2020 and has been with Avantax since 2020. He serves as treasurer for the Beckman Music Department Parents Association, a volunteer position at his children’s school. Avantax Planning Partners provides portfolio management, financial planning, and managed retirement plan services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm primarily operates through a network of CPA firms and registered representatives and manages assets using style allocation models with a focus on tax-intelligent strategies.
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