Aventura Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Aventura Capital Management is an SEC‑registered advisory firm that provides discretionary and non‑discretionary portfolio management, financial planning, and consulting to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, and charitable and corporate entities. Like many team firms, it generally charges percentage‑of‑assets fees and manages portfolios across equities, fixed income, mutual funds, ETFs and options, and may introduce or refer clients to independent managers or funds.
The firm’s investment process combines fundamental analysis, asset allocation, and mutual fund/ETF vetting, and it employs a mix of long‑term, short‑term and trading strategies tailored to each client’s objectives, risk tolerance and time horizon. Services can be documented in written investment plans and provided as discretionary management, non‑discretionary advice, or through sub‑advisory arrangements for variable annuities and employer plans.
Aventura’s brochure discloses several features that are less common among similar team firms: it is affiliated with a broker‑dealer and an insurance agency (Aventura Securities, LLC and Aventura Insurance Services, LLC) and routinely directs client transactions through its affiliated broker‑dealer, with some supervised persons also registered to receive commissions, distribution (“trail”) fees and other sales‑related compensation. The firm is also affiliated with and actively involved in an affiliated private investment vehicle (FlexMark Strategic Partners Cap, LP); these relationships and the potential conflicts they create are addressed in the brochure through disclosures, an independent review process for sales‑related compensation, and a formal Code of Ethics.
Client services
Expertise
Fee options
Under $500,000 - $499,999: 1.50% $500,000 - $999,999: 1.25% $1,000,000 - $2,499,999: 1.00% $2,500,000 - $4,999,999: 0.80% $5,000,000+: 0.70%
Certain representatives receive commissions, bonuses, and other compensation for the sale of securities and insurance products through affiliated broker-dealer Aventura Securities, LLC.
Fee-only: Annual management fees based on tiered AUM schedule as above; billed quarterly in advance.
Main office
See office5550 Glades Road, Suite 535
Boca Raton FL 33431
Advisors at this office
3
Offices (2)
Most active in
California · Connecticut · Florida · Hawaii · Illinois · Iowa · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New York · Pennsylvania · Rhode Island · Utah · Vermont
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Loretta S
Series 63, Series 65
Exeter, NH
Aventura Capital Management, LLC
Loretta Scarpettiscroggins is a financial advisor at Aventura Capital Management, LLC with 17 years of industry experience. She holds Series 63 and Series 65 designations and has been with Aventura since 2011. She is also involved with Scarpetti & Scroggins, LLC, a business engaged in the sale of fixed annuities, life insurance, disability insurance, and long-term care insurance. Aventura Capital Management provides investment advisory and portfolio management services to individuals, including high-net-worth clients, as well as institutional and household entities. The firm employs a combination of fundamental security analysis and asset allocation with various investment strategies, offering both discretionary and non-discretionary supervisory services across multiple asset classes.
Daniel C
Series 63, Series 66
Boca Raton, FL
Aventura Capital Management, LLC
Daniel Cauceglia is a financial advisor at Aventura Capital Management, LLC with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has been involved with multiple related entities including Aventura Insurance Services, Aventura Securities, and Aventura Holdings since 2006. He is also the managing member of FlexMark Strategic Partners, LLC, an affiliated investment partnership. Aventura Capital Management provides investment advisory and portfolio management services to individuals, including high-net-worth clients, as well as institutional and household entities. The firm employs a combination of fundamental security analysis and asset allocation along with varied investment strategies, offering both discretionary and non-discretionary services across multiple asset classes.
Timothy M
Series 66
Boca Raton, FL
Aventura Capital Management, LLC
Timothy Moy is a financial advisor with Aventura Capital Management, LLC, holding a Series 66 designation and 18 years of industry experience. He has been with Aventura Capital Management and its affiliated entities since 2007. In addition to his advisory role, Moy serves as Co-Portfolio Manager of FlexMark Strategic Partners, LLC. Aventura Capital Management provides investment advisory and portfolio management services to individuals, including high-net-worth clients, as well as institutional and household entities. The firm employs a blend of fundamental security analysis and asset allocation combined with long-term, short-term, and trading strategies, offering both discretionary and non-discretionary investment supervisory services.
Juan L
Series 66
Boca Raton, FL
Aventura Capital Management, LLC
Juan Lopez is a financial advisor at Aventura Capital Management, LLC with 11 years of industry experience. He holds a Series 66 designation and has been affiliated with Aventura Securities LLC since 2013. Outside of his advisory role, he is involved with Ace Business Solutions, providing bookkeeping services, and works as an Uber driver. Aventura Capital Management offers investment advisory and portfolio management services to individuals, including high-net-worth clients, as well as institutional and household entities. The firm employs a combination of fundamental security analysis and asset allocation alongside various strategies, including options and active fund selection, to manage client portfolios.
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