Boca Raton, FL Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Aventura Capital Management, LLC
Supported
Firm-wide stats for Aventura Capital Management, LLC
About
Aventura Capital Management is an SEC‑registered advisory firm that provides discretionary and non‑discretionary portfolio management, financial planning, and consulting to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, and charitable and corporate entities. Like many team firms, it generally charges percentage‑of‑assets fees and manages portfolios across equities, fixed income, mutual funds, ETFs and options, and may introduce or refer clients to independent managers or funds.
The firm’s investment process combines fundamental analysis, asset allocation, and mutual fund/ETF vetting, and it employs a mix of long‑term, short‑term and trading strategies tailored to each client’s objectives, risk tolerance and time horizon. Services can be documented in written investment plans and provided as discretionary management, non‑discretionary advice, or through sub‑advisory arrangements for variable annuities and employer plans.
Aventura’s brochure discloses several features that are less common among similar team firms: it is affiliated with a broker‑dealer and an insurance agency (Aventura Securities, LLC and Aventura Insurance Services, LLC) and routinely directs client transactions through its affiliated broker‑dealer, with some supervised persons also registered to receive commissions, distribution (“trail”) fees and other sales‑related compensation. The firm is also affiliated with and actively involved in an affiliated private investment vehicle (FlexMark Strategic Partners Cap, LP); these relationships and the potential conflicts they create are addressed in the brochure through disclosures, an independent review process for sales‑related compensation, and a formal Code of Ethics.
Based on Aventura Capital Management, LLC
Expertise
Based on Aventura Capital Management, LLC
Location
5550 Glades Road, Suite 535
Boca Raton FL 33431
Advisors at this office
3
Advisors at this office
Daniel C
Series 63, Series 66
Boca Raton, FL
Aventura Capital Management, LLC
Daniel Cauceglia is a financial advisor at Aventura Capital Management, LLC with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has been involved with multiple related entities including Aventura Insurance Services, Aventura Securities, and Aventura Holdings since 2006. He is also the managing member of FlexMark Strategic Partners, LLC, an affiliated investment partnership. Aventura Capital Management provides investment advisory and portfolio management services to individuals, including high-net-worth clients, as well as institutional and household entities. The firm employs a combination of fundamental security analysis and asset allocation along with varied investment strategies, offering both discretionary and non-discretionary services across multiple asset classes.
Timothy M
Series 66
Boca Raton, FL
Aventura Capital Management, LLC
Timothy Moy is a financial advisor with Aventura Capital Management, LLC, holding a Series 66 designation and 18 years of industry experience. He has been with Aventura Capital Management and its affiliated entities since 2007. In addition to his advisory role, Moy serves as Co-Portfolio Manager of FlexMark Strategic Partners, LLC. Aventura Capital Management provides investment advisory and portfolio management services to individuals, including high-net-worth clients, as well as institutional and household entities. The firm employs a blend of fundamental security analysis and asset allocation combined with long-term, short-term, and trading strategies, offering both discretionary and non-discretionary investment supervisory services.
Juan L
Series 66
Boca Raton, FL
Aventura Capital Management, LLC
Juan Lopez is a financial advisor at Aventura Capital Management, LLC with 11 years of industry experience. He holds a Series 66 designation and has been affiliated with Aventura Securities LLC since 2013. Outside of his advisory role, he is involved with Ace Business Solutions, providing bookkeeping services, and works as an Uber driver. Aventura Capital Management offers investment advisory and portfolio management services to individuals, including high-net-worth clients, as well as institutional and household entities. The firm employs a combination of fundamental security analysis and asset allocation alongside various strategies, including options and active fund selection, to manage client portfolios.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)