Axiom Financial Strategies Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Axiom Financial Strategies Group provides wealth management, investment management, comprehensive financial planning, and retirement plan advisory services to individuals, high‑net‑worth clients, trusts, estates and plan sponsors. The firm also offers retirement‑plan oversight and participant education alongside its advisory engagements.
Axiom constructs customized, goal‑oriented portfolios with a predominantly long‑term focus, blending active and passive strategies—principally mutual funds and ETFs—and may use individual stocks, bonds, options or unaffiliated independent managers to meet client objectives. The firm applies qualitative, quantitative and technical analysis, delivers discretionary portfolio management, and conducts ongoing monitoring and rebalancing.
The firm is notable among peers for sponsoring a wrap fee program that consolidates transaction costs into a single asset‑based fee and for providing educational seminars and plan participant education as part of its retirement services. Several advisory persons are also registered representatives of Integrity Alliance and licensed agents of affiliated Spring Street Solutions, LLC (and Axiom is affiliated with Next Chapter Institute, LLC for business consulting); the brochure discloses these dual roles and related referral and commission arrangements and describes procedures intended to mitigate the resulting conflicts of interest.
Client services
Expertise
Fee options
Fixed fees for financial planning engagements based on estimated hours; fees may be negotiable
$0 - $1,000,000: Up to 1.50% annually Greater than $1,000,000 - $5,000,000: Up to 1.25% annually Greater than $5,000,000 - $10,000,000: Up to 1.00% annually Greater than $10,000,000+: Up to 0.75% annually
$100 to $1,000 per hour for financial planning services
Account minimum: $250,000 Fee-only: Hourly fees range from $100 to $1,000 per hour; Fixed fees based on estimated hours for engagement; fees may be negotiable
Main office
101 W. Spring Street, 5th Floor
New Albany IN 47150
Advisors at this office
6
Most active in
California · Florida · Illinois · Indiana · Kentucky · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Justin K
CFA®
New Albany, IN
Axiom Financial Strategies Group, LLC
Justin Kepley is a CFA® charterholder with one year of experience in the financial industry. He is currently with Axiom Financial Strategies Group, LLC and has previously held roles at Spring Street Solutions and BLH Investments LLC, where he served as President and was engaged in proprietary securities trading. Axiom Financial Strategies Group provides wealth management, investment management, comprehensive financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and plan sponsors. The firm combines active and passive strategies to create customized portfolios and offers retirement-plan oversight and participant education.
David S
Series 63, Series 65
New Albany, IN
Axiom Financial Strategies Group, LLC
David Scott Jr. is a financial advisor with Axiom Financial Strategies Group, LLC in New Albany, IN, holding Series 63 and Series 65 licenses and bringing 27 years of industry experience. His career includes roles at Wells Fargo Clearing, Citigroup Global Markets, and UBS Financial Services. Outside of advising, he is involved in several entrepreneurial and non-investment ventures including ownership of Next Chapter Institute, LLC, which focuses on resilience and adaptability training, and serves as Certificate Director in Family Business Management and Advising at the University of Louisville. Axiom Financial Strategies Group provides wealth management, financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and plan sponsors. The firm constructs customized, goal-oriented portfolios blending active and passive investments, employs discretionary portfolio management, and is noted for its wrap fee program and educational offerings.
Sawyer L
Series 63, Series 65
New Albany, IN
Axiom Financial Strategies Group, LLC
Sawyer Lillard is a financial advisor with Axiom Financial Strategies Group, LLC in New Albany, IN. He holds Series 63 and Series 65 licenses and has one year of industry experience. Prior to joining Axiom and Integrity Alliance, LLC, he worked at Jefferson Bank for four years and spent one year with Jefferson City Parks and Recreation. Axiom Financial Strategies Group provides wealth management, investment management, comprehensive financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and plan sponsors. The firm constructs customized, goal-oriented portfolios with a long-term focus, blending active and passive strategies, and offers retirement-plan oversight and participant education as part of its advisory services.
Cullen E
Series 66
New Albany, IN
Axiom Financial Strategies Group, LLC
Cullen Ebert is a financial advisor with Axiom Financial Strategies Group, LLC in New Albany, IN, holding a Series 66 designation and two years of industry experience. He previously worked at Raymond James Financial and PNC Private Bank. In addition to his advisory role, Mr. Ebert is a licensed insurance agent involved in insurance sales and implementation. Axiom Financial Strategies Group provides wealth management, investment management, comprehensive financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and plan sponsors. The firm offers customized, goal-oriented portfolios with a long-term focus using a blend of active and passive strategies, alongside retirement-plan oversight and participant education.
Leah D
Series 65
New Albany, IN
Axiom Financial Strategies Group, LLC
Leah Driver is a financial advisor at Axiom Financial Strategies Group, LLC with one year of industry experience. She holds a Series 65 designation and has prior experience as a senior tax manager at Rodefer Moss & Company and roles in tax preparation and consulting through her own firm, LMD Consulting. Driver is also a licensed insurance agent. Axiom Financial Strategies Group provides wealth management, investment management, comprehensive financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and plan sponsors. The firm builds customized, goal-oriented portfolios using both active and passive strategies and sponsors a wrap fee program that consolidates transaction costs into a single asset-based fee.
Gloria B
Series 66
New Albany, IN
Axiom Financial Strategies Group, LLC
Gloria Bommarrito is a financial advisor with Axiom Financial Strategies Group, LLC in New Albany, IN, holding a Series 66 designation and 26 years of industry experience. She has worked at firms including Wells Fargo Clearing and Citigroup Global Markets and has been with Axiom and affiliated firms since 2020. She is also dually registered as a Registered Representative with LionStreet Financial, LLC and provides insurance solutions through Spring Street Solutions, LLC. Axiom Financial Strategies Group offers wealth management, investment management, comprehensive financial planning, and retirement plan advisory services to individuals, high-net-worth clients, trusts, estates, and plan sponsors. The firm employs a long-term, goal-oriented approach using a blend of active and passive strategies, including mutual funds, ETFs, and individual securities, and is noted for its wrap fee program and participant education services.
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