Axion Financial Group LLC

Axion Financial Group LLC provides discretionary portfolio management and financial planning primarily for individual and high‑net‑worth clients. Services include ongoing investment supervisory services, preparation of client‑specific Investment Policy Statements, and referrals to third‑party advisers.

The firm combines fundamental, technical, charting, and cyclical analysis and documents client risk tolerances in written Investment Policy Statements; it employs strategies that can include long and short positions, frequent trading, and options (including uncovered strategies). Axion also allocates client assets to private market and alternative vehicles (hedge funds, private equity, venture capital) and may place suitable client assets in a hedged equity fund offered by a third‑party adviser.

What is distinctive is Axion’s active relationships with other advisory firms: it both directs clients to and receives fee‑share arrangements with third‑party advisers, and it receives quarterly payments for sharing information about alternative funds with one SEC‑registered adviser (including access to that adviser’s hedged equity fund). The firm requires clients to use its recommended custodian and participates in an institutional program that provides research and other soft‑dollar benefits, and it maintains a small, boutique scale (two advisors, about 36 clients, ~$47 million AUM), which shapes its focus and potential conflicts of interest.