Baffin Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$103,904,710
Clients
9
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
LowAverage account size
$11,544,968
About
Baffin Advisors LLC is an independent investment adviser that provides discretionary portfolio management to high‑net‑worth individuals. The firm manages a very small number of client relationships—nine accounts totaling roughly $104 million in assets—and serves exclusively non‑U.S. persons, generally using a percentage‑of‑assets billing model.
Investment decisions are driven by a medium‑term global macro framework with particular experience in emerging markets, and portfolios are constructed through diversified asset allocation across equities, fixed income, currencies, commodities and ETFs. The sole portfolio manager tailors allocations to each client’s objectives and risk profile, emphasizing liquid instruments and a mix of index‑tracking vehicles and single‑name securities as appropriate.
Compared with peers, the firm’s client base is notably international and concentrated, and its one‑person investment team is presented as allowing a highly personalized service. Operationally the firm does not select custodians for clients (clients choose multiple custodians), receives no third‑party compensation, maintains daily data backups and written policies to monitor personal trading and conflicts, and discloses an available performance‑fee option that to date has not been elected by clients.
Client services
Portfolio management
Expertise
Wealth management
Passive / index investing
Active portfolio management
Cross-border / expatriate tax planning
Demographic focus
HENRY (High Earners, Not Rich Yet)
Fee options
1% of assets under management per year, billed quarterly in arrears, with possible negotiated concessions
Performance-based fees are offered as an option but currently no clients have chosen this scheme
Fee-only: Fee-only compensation; no compensation from third parties
Main office location
Baffin Advisors LLC
Palm Coast FL, United States
Number of offices
2
Most active in
Baffin Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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