A complete list of active advisors currently associated with Bailey & Associates Investment Mgt. and Financial Planning LLC
Warmer can help you find a great advisor at Bailey & Associates Investment Mgt. and Financial Planning LLC or one who fits your needs even better.
The firm provides fee‑only investment management and financial planning to individual investors and small business owners, offering continuous discretionary portfolio management and hourly or periodic financial planning services. Clients’ assets are custodied at a qualified custodian and the firm generally operates on a limited power‑of‑attorney basis to execute trades and deduct management fees. The firm’s investment process blends top‑down market analysis with bottom‑up fundamental company research, using measures such as earnings, dividends, book value and relative value rankings to select securities. Portfolios are generally managed with a buy‑and‑hold orientation, guided by a 1–10 client risk‑tolerance scale, daily account monitoring and quarterly review meetings. Compared with peers, the firm is a small, high‑touch practice with a relatively small client roster and a large asset base per client, and it also works with business‑related accounts including pension or profit‑sharing plan clients — a client type that is less common among independent solo advisers. The brochure also notes a firmwide exclusion of alternatives (including private equity), derivatives, hedge funds, cryptocurrency and short‑selling, recent succession planning that shifted advisory duties away from the owner while retaining ownership, and formalized procedures (e.g., standing letters of authorization) and daily reporting through its custodian relationship.
To learn more about the advisors currently working at Bailey & Associates Investment Mgt. and Financial Planning LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Columbia, SC
| 19
|
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")