Ballard Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary asset management and financial planning primarily for individual clients, managing about $81 million across roughly 281 client relationships. Services include customized portfolio recommendations, ongoing monitoring, and access to estate‑planning support through a licensed digital platform.
Portfolios are implemented through third‑party sub‑advisors who execute trades and maintain agreed models while the firm retains authority to select and terminate those sub‑advisors and to customize asset allocations for each client. The firm uses a blend of fundamental, technical, charting and cyclical analysis, performs periodic (quarterly) account reviews, and charges fees on a percentage‑of‑assets basis.
What distinguishes the firm from many peers is the combination of a relatively high client count for its size and an affiliated insurance practice: the firm’s owner maintains an insurance business and spends about 30% of their time on that activity and may receive commissions from insurance sales, a disclosed potential conflict of interest. The firm’s operating model — relying on sub‑advisors for portfolio implementation, licensing an estate‑planning platform for clients, and requiring a specific custodian relationship — are additional practical features that shape how advice is delivered and conflicts are managed.
Client services
Expertise
Fee options
Maximum $250 for estate planning support services for clients with less than $500,000 or complicated plans
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Main office
773 W Montrose St
Clermont FL 34711
Advisors at this office
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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