A complete list of active advisors currently associated with Ballaster Financial

Warmer can help you find a great advisor at Ballaster Financial or one who fits your needs even better.

Ballaster Financial LLC provides investment management and comprehensive financial planning to individual clients and to employer-sponsored retirement plans, including pension and profit-sharing plan sponsors. Its services include ongoing and project-based financial planning, portfolio management for retirement accounts, and group educational presentations. The firm primarily uses a passive, Modern Portfolio Theory–based approach, constructing diversified portfolios with low-cost index funds and ETFs and performing periodic rebalancing; it also reviews and manages held-away retirement accounts via client-provided statements or third‑party platforms. When advising retirement plans, Ballaster acts as a fiduciary under ERISA and can serve in both 3(21) advisory and 3(38) discretionary investment manager roles for plan sponsors. Noteworthy for a small independent adviser, Ballaster maintains a formal employee benefit plan practice that includes plan monitoring, investment policy statement assistance, fund lineup replacement authority, and participant education—services that are less common among peers. The firm also offers educational seminars and notes a recent contractor affiliation that ended in 2026 while stating it currently has no related parties, details that may be relevant to clients assessing the adviser’s institutional experience and past affiliations.

To learn more about the advisors currently working at Ballaster Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.