A complete list of active advisors currently associated with Ballaster Financial

Warmer can help you find a great advisor at Ballaster Financial or one who fits your needs even better.

Ballaster Financial provides investment management, financial planning, and employee benefit plan services to individuals, high‑net‑worth clients, and pension or profit‑sharing plans. The firm also offers project and ongoing comprehensive planning and conducts educational seminars and speaking engagements for groups and plan participants. The firm builds individualized investment plans guided by strategic asset allocation and a mix of passive and active management, and it uses separately managed account (SMA) programs and third‑party sub‑advisers for some client mandates. Ballaster discloses use of SMA strategies such as direct indexing, tax‑aware management, and long/short approaches that may employ derivatives and margin, and it conducts ongoing oversight of recommended sub‑advisers. What is notable for a small independent adviser is the breadth of non‑typical services: Ballaster provides ERISA 3(21) and 3(38) roles and broader pension consulting for employer plan sponsors, offers participant education and public seminars, and assists clients with specialized implementations such as exchange funds and Section 351 transactions. The firm also facilitates discretionary management of “held away” accounts through third‑party platforms and coordinates sub‑adviser selection and oversight, practices that are less common among firms of its size.

To learn more about the advisors currently working at Ballaster Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Jay Lee	Jersey City, NJ	12

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