Banyan Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$27,043,370
Clients
30
30% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
30
HighAverage account size
$901,446
About
Banyan Asset Management provides fee‑only investment advisory and discretionary portfolio management to individuals, trusts, estates, and charitable organizations. The firm offers limited consultation on non‑investment matters and may recommend outside professionals for implementation, but it does not hold itself out as providing comprehensive financial, tax, or legal planning.
The firm’s investment process blends fundamental, technical, charting, and cyclical analysis and implements long‑term, short‑term, and trading strategies across individual equities, mutual funds, and cash. Notably, Banyan uses derivatives in separately managed accounts—primarily selling covered call options and occasionally buying options for hedging—which is a relatively uncommon practice among independent firms and can be restricted by clients in writing.
Operating with roughly $27 million in discretionary assets and a small client base, the firm emphasizes direct oversight by its principal, who holds the CFA designation. Banyan does not vote client proxies (clients retain voting authority) and generally recommends a single custodian for execution while disclosing receipt of non‑monetary support services from that custodian.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $2,000,000: 1.0% Over $2,000,000+: 0.8%
Account minimum: $2,000 annual minimum per household Minimum fee: $2,000 annual minimum per household (may be waived or reduced at discretion) Fee-only: Fee only; no commissions or other compensation accepted
Main office location
Banyan Asset Management, Inc.
1585 Pine Ridge Road, Suite 2
Naples FL 34109, United States
Number of offices
1
Most active in
Banyan Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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