Based Capital Wealth LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Based Capital Wealth LLC provides ongoing portfolio management to individual and high‑net‑worth clients, preparing an Investment Policy Statement for each client and offering discretionary or non‑discretionary account management. The firm requires clients to custody assets with Schwab Institutional and states it has no account minimum for its services.
The firm primarily recommends equities but limits its advice to equities, fixed‑income securities and exchange‑traded funds, including precious‑metals and cryptocurrency exposure via ETFs only. Its investment process draws on a broad set of analytical methods—charting, cyclical, fundamental, quantitative, technical and modern portfolio theory—and it may employ long‑ and short‑term trading, margin, short sales and options strategies.
Noteworthy features disclosed in the brochure include that the firm is a recently formed, small adviser with discretionary authority and household aggregation for fee tiers, and that the principal maintains outside business activities (a data‑analytics business, Stocklabs, and monetized social‑media content) which the firm reports it will reduce to limit conflicts. The firm also discloses receipt of custodial services and potential soft‑dollar benefits from Schwab Institutional, a relationship that could affect routing and research access.
Client services
Expertise
Fee options
Fixed fees reported in SEC Form ADV Part 1 but brochure does not specify amounts
$0 - $500,000: 1.50% $500,001 - $2,000,000: 1.25% $2,000,001+: 1.00%
Main office
4819 Emperor Boulevard, Suite 400
Durham NC 27703
Advisors at this office
2
Most active in
California · Florida · Louisiana · North Carolina · Texas · Washington
Also doing business as
Based Capital Wealth · Based Capital Wealth LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Mathew R
Series 65
Durham, NC
Based Capital Wealth LLC
Mathew Richard is a financial advisor at Based Capital Wealth LLC in Durham, NC, holding a Series 65 designation with one year of industry experience. Prior to joining Based Capital Wealth, he worked at Entergy, Rayne Fitness, Louisiana Energy & Power Authority, and Anytime Fitness. Outside of his advisory role, he is involved in a data-analytics business, Stocklabs, and creates monetized social-media content. Based Capital Wealth LLC provides portfolio management services to individual and high-net-worth clients, preparing customized Investment Policy Statements and offering both discretionary and non-discretionary account management. The firm primarily recommends equities, fixed-income securities, and ETFs, employing a variety of analytical methods and trading strategies.
Malachy J
Series 63, Series 65
Durham, NC
Based Capital Wealth LLC
Malachy Joyce is a financial advisor at Based Capital Wealth LLC in Durham, NC, holding Series 63 and Series 65 licenses with two years of industry experience. She is also the CEO of iBC Holdings LLC, a data analytics company operating as Stocklabs, which provides financial and technical data on companies. Additionally, Joyce creates monetized financial commentary on X (formerly Twitter), earning a small portion of her income from this activity. Based Capital Wealth LLC provides portfolio management services to individual and high-net-worth clients, offering both discretionary and non-discretionary account management. The firm focuses on equities, fixed-income securities, and ETFs, employing a range of analytical methods and strategies including charting, fundamental analysis, and options trading.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)