Bateman Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Bateman Capital Management is a small, independent advisory firm that serves individual clients through ongoing, discretionary portfolio management. The firm manages roughly $1.0 million across a handful of accounts and documents each client’s goals, tax considerations, and risk tolerance in a written Investment Policy Statement.
BCM’s investment work is grounded in fundamental analysis and includes both long‑term and short‑term trading across mutual funds, equities, fixed income (including TIPS), ETFs, REITs, options, and non‑U.S. securities. Accounts are monitored regularly with periodic reviews tied to clients’ investment policies and changes in financial circumstances.
Compared with similar solo independent advisers, BCM’s practices are notable for offering performance‑based fee arrangements to qualified clients and for utilizing derivatives (options) and borrowing/margin in managed accounts, all conducted through a required custodian relationship with Interactive Brokers. The brochure discloses that performance fees are calculated and withdrawn via the custodian and describes procedures intended to manage the potential conflicts and risks those arrangements can create.
Client services
Expertise
Fee options
1.00% annually
20% of net profits above a high water mark (negotiable)
Main office
422 Delaware Street, Suite B
Leavenworth KS 66048
Advisors at this office
1
Most active in
Kansas · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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