A complete list of active advisors currently associated with Berkeley Capital Management, LLC

Warmer can help you find a great advisor at Berkeley Capital Management, LLC or one who fits your needs even better.

Berkeley Capital Management provides discretionary investment management, financial planning, and ERISA 3(21) retirement plan consulting to individuals, trusts, businesses, and retirement plans. The firm manages customized separately managed accounts and delivers written or verbal financial planning, with services recently expanded to include formal financial planning engagements and retirement plan services. Investment decisions are driven by a bottom-up, fundamental analysis with a long-term orientation, and portfolios may include equities, fixed income, mutual funds, ETFs, certificates of deposit, and option strategies. Berkeley implements both conservative option approaches and more active options writing (including covered, uncovered, and spreading strategies) within client accounts, and it may aggregate trades across accounts when executing the same security for multiple clients. Noteworthy features for a small, supported firm include active use of derivatives/options in separately managed accounts — a practice that is relatively uncommon among peers — and the recent addition of ERISA retirement-plan services and standalone financial planning. The firm also discloses potential conflicts of interest from ancillary services provided to some clients (tax and accounting) and relies on a primary custodian relationship that supplies institutional trading, custody, and operational support.

To learn more about the advisors currently working at Berkeley Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

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