Berkeley Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$119,610,170
Clients
354
Advisors
2
of 2 employees
About
Berkeley Capital Management provides discretionary investment management, financial planning, and ERISA 3(21) retirement plan consulting to individuals, trusts, businesses, and retirement plans. The firm manages customized separately managed accounts and delivers written or verbal financial planning, with services recently expanded to include formal financial planning engagements and retirement plan services.
Investment decisions are driven by a bottom-up, fundamental analysis with a long-term orientation, and portfolios may include equities, fixed income, mutual funds, ETFs, certificates of deposit, and option strategies. Berkeley implements both conservative option approaches and more active options writing (including covered, uncovered, and spreading strategies) within client accounts, and it may aggregate trades across accounts when executing the same security for multiple clients.
Noteworthy features for a small, supported firm include active use of derivatives/options in separately managed accounts — a practice that is relatively uncommon among peers — and the recent addition of ERISA retirement-plan services and standalone financial planning. The firm also discloses potential conflicts of interest from ancillary services provided to some clients (tax and accounting) and relies on a primary custodian relationship that supplies institutional trading, custody, and operational support.
Client services
Expertise
Fee options
$500 to $3,000 depending on complexity for stand-alone financial planning services
$0 - $399,999: 1.20% $400,000 - $999,999: 1.00% $1,000,000+: 0.80%
Main office
1502 Aylward Ave
Ellsworth KS 67439
Advisors at this office
2
Most active in
Kansas · Missouri · Nebraska · Texas
Also doing business as
Berkeley Capital Management, LLC · Berkeley Capital Managment, LLC · Berkeley Capital Partners, LLC · Ryan J. Peschka
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Ryan P
Series 65
Ellsworth, KS
Berkeley Capital Management, LLC
Ryan Peschka is a financial advisor with Berkeley Capital Management, LLC and holds a Series 65 designation. He has 17 years of industry experience, including a three-year tenure at First Bank Kansas. In addition to his advisory role, he provides non-investment-related banking services on a contract basis. Berkeley Capital Management delivers discretionary investment management, financial planning, and ERISA 3(21) retirement plan consulting to individuals, trusts, businesses, and retirement plans. The firm employs a bottom-up, fundamental analysis investment approach with a long-term orientation and actively incorporates option strategies in client portfolios.
Nicholas R
Series 65
Ellsworth, KS
Berkeley Capital Management, LLC
Nicholas Reinert is a financial advisor at Berkeley Capital Management, LLC with three years of industry experience. He holds a Series 65 designation and has been involved in consulting and farming operations outside of his advisory role. Reinert has worked at Berkeley Capital Management since 2022 and has consulting experience dating back to 2021. Berkeley Capital Management provides customized, discretionary investment and portfolio management services to individuals, trusts, businesses, and retirement plans, managing over $100 million in assets. The firm employs a bottom-up, fundamental research approach with a long-term value orientation and incorporates derivatives and options strategies within client portfolios.
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