Harrison, OH Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Berthel Fisher & Company Financial Services, Inc.
Multi-team
Firm-wide stats for Berthel Fisher & Company Financial Services, Inc.
About
Berthel Fisher & Company Financial Services provides investment advisory and financial planning services primarily to individual and high‑net‑worth clients, offering both ongoing asset management and one‑time or ongoing financial planning and consulting. The firm reports managing approximately $906 million in client assets and works with thousands of individual clients through a network of independent investment adviser representatives.
Investment advice is delivered through a range of platforms and delivery models, including discretionary and non‑discretionary management, wrap and non‑wrap programs, Envestnet‑based model solutions (Berthel Edge/Managed Account Solutions), sub‑advisory and third‑party money manager arrangements, and variable annuity sub‑account management; IARs tailor services to client circumstances and may employ concentrated, active trading or tactical strategies when deemed appropriate. Reviews and rebalancing are handled on a client‑by‑client basis, and mutual‑fund share class selection and compliance processes are described in the firm’s disclosure materials.
Compared with many multi‑team firms, Berthel Fisher also operates as a registered broker‑dealer and maintains an affiliated insurance agency, authorizing some IARs to implement recommendations on a commission basis and to sell insurance and annuity products (with potential fee waivers tied to such sales). The firm discloses additional, less common practices—including acting with fund sponsors/illiquid REITs and BDCs, operating a bank deposit sweep program that generates incremental revenue for the firm, and the occasional use of client testimonials in marketing—which create distinct conflicts of interest and are addressed in its disclosures.
Expertise
Location
1012 Harrison Ave, Suite 2
Harrison OH 45030
Advisors at this office
3
Advisors at this office
John W
Series 63, Series 66
Harrison, OH
Berthel, Fisher & Company Financial Services, Inc.
John Wernke is a financial advisor with Berthel Fisher & Company Financial Services, Inc., holding Series 63 and Series 66 licenses and eight years of industry experience. He has worked at Berthel Fisher since 2020 and previously held advisory roles at Primerica Advisors and Primerica Financial Services from 2017 to 2020. Outside of his advisory work, he serves as treasurer for the Harrison Kiwanis, a nonprofit organization focused on raising funds and awareness for helping children, and he also prepares tax filings through a local tax service. Berthel Fisher & Company Financial Services provides investment advisory and financial planning services primarily to individual and high-net-worth clients, managing approximately $906 million in assets. The firm delivers investment advice through various platforms, including discretionary and non-discretionary management, employing tailored strategies based on client needs.
Richard J
Series 63, Series 65
Harrison, OH
Berthel, Fisher & Company Financial Services, Inc.
Richard Johnson is a financial advisor with Berthel Fisher & Company Financial Services, Inc. He holds Series 63 and Series 65 licenses and has 21 years of industry experience, including 16 years at Berthel Fisher. Outside of his advisory role, he manages RL Johnson Investments LLC and oversees related entities including RL Johnson Tax Services. Berthel Fisher & Company Financial Services provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, trusts, and institutional clients. The firm offers a variety of asset management platforms and portfolio options through approximately 100 investment adviser representatives.
Robert J
Series 63, Series 65
Harrison, OH
Berthel, Fisher & Company Financial Services, Inc.
Robert Johnson is a financial advisor with Berthel, Fisher & Company Financial Services, Inc. He holds Series 63 and Series 65 licenses and has 37 years of industry experience. He has been with Berthel Fisher since 2010. Outside of his advisory role, he is involved in tax preparation and accounting services for small businesses through RL Johnson Tax Services and serves as president of RL Johnson Investments, which sells life insurance. Berthel Fisher & Company Financial Services, Inc. provides investment advisory and financial planning services to a diverse client base, including individuals, corporations, pension plans, and institutional clients. The firm offers a range of asset management options and allows advisors to construct portfolios using various securities and strategies.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)