Beta Wealth Group, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Beta Wealth Group, Inc. serves individual clients (including high‑net‑worth households) as well as institutional clients. The firm offers comprehensive portfolio management, financial planning and consulting, retirement plan consulting, and institutional strategies delivered through its Beta Asset Management platform, and it also sponsors a wrap fee program.
The firm’s investment process centers on individualized asset allocation and portfolio construction using exchange‑traded funds, mutual funds, individual equities and fixed income, and it may engage independent money managers or serve as a sub‑advisor on a discretionary basis. Beta Wealth Group discloses the use of option‑writing strategies and, unusually for peers, the use of borrowing and other derivative instruments within separately managed accounts, and it conducts at least annual reviews of managed accounts with additional event‑driven reviews as needed.
Distinctive aspects disclosed in the brochure include the firm’s public presentation of third‑party ratings and advertised performance results, its role as a wrap fee program sponsor, and its explicit acknowledgment of borrowing and derivatives in managed accounts—practices that are uncommon among similarly sized supported firms. The firm also discloses an affiliation with a tax and accounting entity (Beta Wealth Group Tax & Accounting, PLLC) and manages approximately $460 million in discretionary assets with a small advisory team, noting the referral arrangements and conflicts associated with that affiliation.
Client services
Expertise
Occupation focus
Fee options
Financial planning and consulting flat fees generally range from $1,500 to $10,000; Retirement plan consulting flat fees range from $750 to $10,000
$0 - $300,000: 2.00% $300,001 - $400,000: 1.50% $400,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $8,000,000: 0.90% $8,000,001 - $12,000,000: 0.75% Over $12,000,000+: Negotiable
Up to $450 per hour for financial planning, consulting, and retirement plan consulting
Account minimum: $250,000 Fee-only: Hourly fee up to $450; Flat fees from $1,500 to $10,000 for financial planning and consulting; Flat fees from $750 to $10,000 or hourly up to $450 or up to 0.50% of plan assets for retirement plan consulting
Main office
See office11421 W. Bernardo Court
San Diego CA 92127
Advisors at this office
2
Offices (2)
Most active in
Arizona · California · Massachusetts · Texas · Utah · Washington
Also doing business as
Beta Asset Management · Beta Wealth Group · Beta Wealth Group, Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jodi V
CFP®, Series 63, Series 65
San Diego, CA
Beta Wealth Group, Inc
Jodi Vleck is a CFP® professional with 22 years of industry experience, currently serving as an advisor at Beta Wealth Group, Inc since 2012. She holds Series 63 and Series 65 licenses. Beta Wealth Group serves individuals, high-net-worth clients, and institutional clients, offering portfolio management, financial planning, retirement plan consulting, and institutional sub-advisory services. The firm’s investment approach is individualized and includes the use of ETFs, mutual funds, stocks, bonds, option strategies, and delegated management.
Romy B
Series 66
San Diego, CA
Beta Wealth Group, Inc
Romy Brown is a financial advisor at Beta Wealth Group, Inc. with 26 years of industry experience. She holds the Series 66 designation and has previously worked at Girard Securities, Inc. and Pacific Wealth Management, LLC. Outside of her advisory role, she is also a Notary Public in San Diego. Beta Wealth Group serves individuals, high-net-worth clients, and institutional clients, including employer-sponsored retirement plans. The firm offers comprehensive portfolio management, financial planning, and consulting services, employing a personalized investment approach that includes the use of ETFs, mutual funds, individual securities, option strategies, and delegated money management.
Braxton L
Series 65
Park City, UT
Beta Wealth Group, Inc
Braxton Leicht is a financial advisor at Beta Wealth Group, Inc with two years of industry experience. Prior to joining Beta Wealth Group, he served 11 years in the U.S. Air Force. He is also a Special Agent with the U.S. Air Force Reserves Office of Special Investigations, conducting criminal investigations. Beta Wealth Group serves individuals, high-net-worth clients, and institutional clients, offering portfolio management, financial planning, and retirement plan consulting. The firm’s investment approach includes individualized portfolio construction using ETFs, mutual funds, stocks, and bonds, with additional strategies such as options and margin use, managing approximately $429 million for about 424 clients.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)