Sherman Oaks, CA Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Black Card Circle
Team
Firm-wide stats for Black Card Circle
About
Black Card Circle is a registered investment adviser team that provides portfolio management and written financial planning to individuals, high‑net‑worth individuals, trusts and charitable organizations. The firm prepares customized financial plans addressing retirement, estate, education, insurance, cash‑flow and related planning topics.
The firm generally implements portfolios using Modern Portfolio Theory principles—diversifying across cash equivalents, fixed income, domestic and international equities, with systematic rebalancing—and typically uses ETFs and mutual funds while occasionally selecting individual securities. Unlike most peer teams, Black Card Circle manages the majority of assets on a non‑discretionary basis, requiring client approval before executing trades, and it does not aggregate client trades, which can affect execution timing and rebalancing.
Notable distinctions include the firm’s large non‑discretionary asset base and its explicit no‑aggregation practice, both of which are uncommon among similar firms and may influence operational cadence and transaction outcomes. Several team members maintain outside business activities (including insurance licenses, real‑estate interests, and creative/production roles); the firm discloses these relationships and maintains a Code of Ethics and conflict‑disclosure procedures to address potential conflicts.
Based on Black Card Circle
Expertise
Based on Black Card Circle
Location
15300 Ventura Boulevard, Suite 212
Sherman Oaks CA 91403
Advisors at this office
2
Advisors at this office
Kay Anne I
Series 66
Sherman Oaks, CA
Black Card Circle
Kay Anne Imperial is a financial advisor with Black Card Circle, holding a Series 66 designation and 10 years of industry experience. Her prior roles include working at Waddell & Reed and operating a small video production company, PR Films LLC. She also maintains involvement as an insurance agent. Black Card Circle is a registered investment adviser team that provides portfolio management and written financial planning for individuals, high-net-worth clients, trusts, and charitable organizations. The firm typically implements diversified portfolios using Modern Portfolio Theory principles and manages most assets on a non-discretionary basis without aggregating client trades.
Barry C
Series 66
Sherman Oaks, CA
Black Card Circle
Barry Craine is a Series 66-credentialed financial advisor with Black Card Circle, bringing 21 years of industry experience. His prior roles include positions at Waddell & Reed, Ameriprise, Cameron, Murphy & Spangler, Inc., and UBS Financial Services. In addition to his advisory work, he is actively involved as a life insurance agent, focusing on risk transference and management. Black Card Circle is a registered investment adviser team serving individuals, high-net-worth clients, trusts, and charitable organizations. The firm delivers customized financial plans and typically manages most assets on a non-discretionary basis, using diversified portfolios aligned with Modern Portfolio Theory principles.
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