A complete list of active advisors currently associated with Brickell Investments, LLC

Warmer can help you find a great advisor at Brickell Investments, LLC or one who fits your needs even better.

Brickell Investments, LLC is a small independent advisory firm that provides personalized, discretionary investment management to individuals — including high-net-worth clients — as well as pension/profit-sharing plans and corporate entities. The firm reports managing about $5.0 million in client assets across a limited client base and delivers portfolio management on a discretionary basis. The firm’s investment process relies on fundamental and cyclical analysis and employs a mix of strategies, including buy-and-hold, short-term purchases, and opportunistic short-term trading, with asset allocation and diversification used to manage risk. Brickell typically directs brokerage and custody to a single qualified custodian and discloses that it generally does not aggregate multiple client orders, a practice that can affect execution and pricing outcomes for clients. A noteworthy aspect of the firm is its disclosure of a 2014 state regulatory cease-and-desist order and an $8,000 administrative fine related to custody and invoicing practices; the brochure states the firm remediated the issues and that no clients were harmed. Other operational features highlighted in the brochure include a policy of not participating in soft-dollar arrangements, an absence of third-party referral compensation, and the practice of leaving proxy voting responsibilities with clients.

To learn more about the advisors currently working at Brickell Investments, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.