Brickell Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Brickell Investments, LLC is a small independent advisory firm that provides personalized, discretionary investment management to individuals — including high-net-worth clients — as well as pension/profit-sharing plans and corporate entities. The firm reports managing about $5.0 million in client assets across a limited client base and delivers portfolio management on a discretionary basis.
The firm’s investment process relies on fundamental and cyclical analysis and employs a mix of strategies, including buy-and-hold, short-term purchases, and opportunistic short-term trading, with asset allocation and diversification used to manage risk. Brickell typically directs brokerage and custody to a single qualified custodian and discloses that it generally does not aggregate multiple client orders, a practice that can affect execution and pricing outcomes for clients.
A noteworthy aspect of the firm is its disclosure of a 2014 state regulatory cease-and-desist order and an $8,000 administrative fine related to custody and invoicing practices; the brochure states the firm remediated the issues and that no clients were harmed. Other operational features highlighted in the brochure include a policy of not participating in soft-dollar arrangements, an absence of third-party referral compensation, and the practice of leaving proxy voting responsibilities with clients.
Client services
Expertise
Fee options
$0 - $2,500,000: 1.00% annually $2,500,000+: 0.80% annually
Account minimum: $25,000
Main office
Key Biscayne FL
Advisors at this office
1
Most active in
Florida · Massachusetts
Also doing business as
Brickell Investments & Co., LLC · Brickell Investments, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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