A complete list of active advisors currently associated with Broad Brook Financial

Warmer can help you find a great advisor at Broad Brook Financial or one who fits your needs even better.

Broad Brook Financial provides financial planning, investment management, and general financial advisory services to individual and small business clients. The firm offers engagements that range from fixed-fee planning and hourly advice to ongoing portfolio management under negotiated fee arrangements common among independent advisers. The firm’s investment approach emphasizes asset-allocation decisions rather than security selection, employing an active strategy that primarily uses passive vehicles such as ETFs and ETNs and that tilts between longer-term core positions and shorter-term opportunistic trades based on both fundamental and technical views of the economic cycle. Broad Brook makes non-discretionary trade recommendations, conducts periodic (typically monthly) reviews to monitor net worth, liquidity and allocation ranges, and relies on clients to execute transactions. Noteworthy features include the principal’s CFA credential and a background in leveraged credit, structured finance and corporate finance, which inform the firm’s macro and credit perspectives. The brochure also highlights transparency and conflict-management practices that are less common among peers — for example, monthly disclosure of the principal’s personal asset allocation and trade activity, avoidance of performance-based fees, and explicit discussion of issuer-credit and liquidity risks associated with instruments like ETNs.

To learn more about the advisors currently working at Broad Brook Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.