A complete list of active advisors currently associated with Broad Brook Financial

Warmer can help you find a great advisor at Broad Brook Financial or one who fits your needs even better.

Broad Brook Financial provides customized financial planning, investment management, and on-demand financial advice to individual investors and small businesses. Like many independent advisers, it offers both portfolio management and separate planning or hourly engagements tailored to each client’s circumstances. The firm emphasizes active asset-allocation decisions implemented primarily with passive exchange-traded funds and exchange-traded notes, maintaining broadly diversified core holdings alongside smaller opportunistic tilts guided by technical and economic-cycle analysis. It operates on a non-discretionary basis—making trade recommendations that clients execute—and conducts regular reviews (monthly when account information is provided) to monitor net worth, liquidity and allocation ranges. Distinctive features disclosed in the brochure include the regular use of ETNs alongside ETFs, which introduces additional liquidity and credit risks compared with standard mutual funds, and a formal practice of monthly disclosure of the adviser’s personal asset allocation and trades for transparency. The brochure also notes that the firm’s principal has declined to renew membership in the CFA Institute and will relinquish use of the CFA charter effective July 1, 2026.

To learn more about the advisors currently working at Broad Brook Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Carlos Rodriguez	Chelmsford, MA	13

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