Broaden Wealth LLC
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About
Broaden Wealth LLC is an independent registered investment adviser that provides discretionary portfolio management and financial planning to individuals, high-net-worth clients, and business entities. The firm develops individualized investment policy statements and offers ongoing monitoring and planning that can include insurance and annuity recommendations made through third‑party providers.
The firm tailors portfolios to clients’ goals and risk tolerances using a mix of charting, fundamental analysis, modern portfolio theory and technical analysis, and generally seeks discretionary authority to implement recommendations. Investment implementation emphasizes mutual funds, ETFs, equities and fixed income while also allowing the use of derivatives and higher‑risk strategies such as options and short sales.
Distinctive for a firm of its size, the firm’s principal is also a licensed insurance agent and accepts commission-based compensation for insurance and annuity sales; the brochure discloses these conflicts and describes documentation and disclosure practices to address them. The firm also notes its custodial relationships that provide integrated rebalancing and reporting tools, limits trade aggregation to household-level batching, and discloses a previously settled client complaint related to an annuity recommendation and an earlier employment discharge in its disciplinary history.
Client services
Expertise
Fee options
$1 - $50,000: 2.00% $50,001 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.85% $5,000,001+: 0.80%
Compensation received for sale of insurance products; commissions are not the primary source of compensation but exist as a conflict of interest.
$500 per hour for financial planning services.
Main office
13461 Parker Commons Blvd, Suite 206
Fort Myers FL 33912
Advisors at this office
1
Most active in
Florida · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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