Broadreach Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
BroadReach Capital, LLC is a fee‑only registered investment adviser that provides portfolio management and investment planning primarily for individual clients seeking long‑term growth and capital appreciation. The firm describes a consultative onboarding process to define objectives and risk tolerance and manages a small client base (twelve accounts) with customized investment plans.
The investment approach blends fundamental and technical analysis with asset allocation principles and elements of modern portfolio theory, using a mix of common and preferred equities, ETFs, and fixed‑income instruments. Accounts are generally managed on a discretionary basis, trades are executed through a custodial relationship with a major broker‑dealer, and portfolios are reviewed on an ongoing basis to align with client goals.
What is most distinctive for a firm of this size is its disclosed affiliation with a related private pooled vehicle that employed a multi‑strike buy/write options strategy driven by a proprietary quantitative model and invested in broad‑market and sector ETFs; that fund is currently closed and in liquidation. The brochure highlights potential conflicts arising from that affiliation, the firm’s custodial and trading arrangements that provide indirect non‑monetary benefits, and written policies and independent oversight intended to address those conflicts.
Client services
Expertise
Fee options
$0 - $5,000,000: 1.50% annually $5,000,001 - $10,000,000: 1.00% annually $10,000,001+: 0.50% annually
Account minimum: $100,000 minimum (may be waived or reduced at the firm's discretion) Fee-only: Fee-only asset management based on tiered percentage of assets under management
Main office
Ponte Vedra Beach FL
Advisors at this office
1
Most active in
Florida
Also doing business as
Broadreach Capital, LLC · James Scott Wolter · Wolter Capital Management · Wolter, James Scott
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)