Broken Investing, LLC
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About
Broken Investing, LLC is an independent advisory firm led by a single advisor that provides discretionary portfolio management to individual and high‑net‑worth clients. The firm manages a very small client base (fewer than ten clients) and does not provide financial planning or other ancillary services.
The adviser relies on technical analysis grounded in the Chartered Market Technician (CMT) curriculum and pursues an active, high‑risk trading style across equities, ETFs, and exchange‑traded options to capture short‑term market movements. Portfolio management is discretionary, the firm conducts a written suitability intake before accepting clients, and it generally does not permit client‑imposed restrictions on holdings.
Distinctive practices include a fee‑free trial period for new clients and a written policy to waive advisory fees in quarters when accounts have negative net returns, as well as a custodial relationship with Interactive Brokers and use of block trade aggregation. The principal is a CMT charterholder and a university professor who has served on a university audit, risk, and investment committee, and the firm limits account numbers to enable closer monitoring.
Client services
Expertise
Fee options
Account minimum: $10,000 (negotiable)
Main office
425 Austin Avenue, Suite 1205
Waco TX 76701
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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