A complete list of active advisors currently associated with Broken Investing, LLC

Warmer can help you find a great advisor at Broken Investing, LLC or one who fits your needs even better.

Broken Investing, LLC is an independent advisory firm led by a single advisor that provides discretionary portfolio management to individual and high‑net‑worth clients. The firm manages a very small client base (fewer than ten clients) and does not provide financial planning or other ancillary services. The adviser relies on technical analysis grounded in the Chartered Market Technician (CMT) curriculum and pursues an active, high‑risk trading style across equities, ETFs, and exchange‑traded options to capture short‑term market movements. Portfolio management is discretionary, the firm conducts a written suitability intake before accepting clients, and it generally does not permit client‑imposed restrictions on holdings. Distinctive practices include a fee‑free trial period for new clients and a written policy to waive advisory fees in quarters when accounts have negative net returns, as well as a custodial relationship with Interactive Brokers and use of block trade aggregation. The principal is a CMT charterholder and a university professor who has served on a university audit, risk, and investment committee, and the firm limits account numbers to enable closer monitoring.

To learn more about the advisors currently working at Broken Investing, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

Name	Location	Years of experience
Rishi Sriram	Waco, TX	1

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