Brokerage Specialists
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Brokerage Specialists, Inc. is a fee‑based financial planning and investment management firm that serves individuals, high‑net‑worth clients, charities, business entities, and qualified retirement plans. Services described in the brochure include discretionary and non‑discretionary asset management, comprehensive financial planning, ERISA 3(21) plan advisory services, and the use of third‑party managers when appropriate.
The firm tailors strategies to each client’s stated goals, time horizon and risk tolerance, typically documenting initial evaluations as net worth statements or risk analyses and providing periodic reviews and reporting. It may recommend third‑party managers and act as a liaison to those managers—receiving referral fees—and it also offers public educational seminars and workshops and related reporting to clients.
Noteworthy aspects relative to peers include an affiliated insurance business: the firm’s principal is a licensed insurance agent who devotes roughly 10% of their time to that activity, a disclosed conflict that is mitigated through disclosure and fiduciary procedures. The firm has a formal referral and incentive arrangement with a third‑party manager that includes fee sharing and production‑based participation thresholds, reported no assets under management as of May 19, 2026, and regularly conducts community‑college hosted educational events.
Client services
Expertise
Occupation focus
Fee options
$0+: 1.25% annually (discretionary accounts) $0+: 1.00% annually (non-discretionary accounts)
$185 per hour for financial planning services.
Fee-only: 1.25% annually for discretionary accounts; 1.00% annually for non-discretionary accounts; fees are negotiable.
Main office
1828 N. Webb Road, Suite #2
Grand Island NE 68803
Advisors at this office
1
Most active in
Nebraska
Also doing business as
Brokerage Specialists · Brokerage Specialists, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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