A complete list of active advisors currently associated with Brokerage Specialists

Warmer can help you find a great advisor at Brokerage Specialists or one who fits your needs even better.

Brokerage Specialists is a fee‑based financial planning and investment management firm that provides discretionary and non‑discretionary portfolio management, financial planning, and ERISA 3(21) retirement‑plan advisory services to individuals, charities and business entities. The firm also arranges and monitors relationships with third‑party managers and serves as a liaison when clients engage sub‑advisors. The firm tailors strategies to clients’ stated goals, time horizons and risk tolerances, documenting objectives and performing periodic reviews and reporting. It commonly charges percentage‑of‑assets advisory fees and may place client assets with third‑party managers while monitoring performance and providing ongoing client service. Compared with many peers, the firm conducts public educational seminars and workshops at no charge to attendees and discloses an affiliated insurance practice that the adviser devotes a portion of time to, with associated compensation disclosed as a potential conflict of interest. The brochure also shows zero assets under management as of the most recent annual calculation while maintaining an active client base and use of third‑party managers, a combination that distinguishes it from many similarly supported firms.

To learn more about the advisors currently working at Brokerage Specialists, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.