Brook Capital
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$279,461,575
Clients
626
Advisors
4
of 5 employees
About
Brook Capital serves primarily individual clients — both U.S. and a notable non‑U.S. client base — as well as trusts, charitable organizations, and pension and profit‑sharing plans. The firm offers portfolio management, 401(k) advisory services, financial planning, and federal benefits counseling through an affiliated entity, Brook Federal Advisors.
The firm uses a mix of strategies, including actively managed dynamic portfolios that rely on technical analysis and trend‑based adjustments (including moving to cash in down markets) and longer‑term static growth and fixed‑income portfolios built largely with index ETFs and selected individual stocks. Accounts are managed on both discretionary and non‑discretionary bases; a substantial portion of Brook Capital’s assets are held in non‑discretionary arrangements, so many recommendations require client approval before execution.
Brook Capital is atypical among peers in combining a meaningful international client presence with an active educational and counseling program for federal employees and periodic 401(k) plan guidance. The firm’s advisors also engage in insurance sales and related brokerage activities and disclose these relationships and other third‑party arrangements (such as vendor reimbursements) that could present conflicts of interest.
Client services
Expertise
Fee options
$0 - $500,000: 3.0% $500,001 - $1,000,000: 2.5% $1,000,001 - $2,500,000: 2.0% $2,500,001+: 1.5%
Non-discretionary commission based accounts subject to ticket charges, commissions, sales loads, mutual fund trailers paid to unaffiliated Broker Dealer.
Negotiable hourly flat fee for Financial Planning.
Annual non-refundable fee of $350 paid in advance for 401(k) Advisory Services.
Account minimum: $100,000 Minimum fee: Minimum annual fee of $1,000 may apply to all accounts. Fee-only: Negotiable hourly flat fee or annual retainer for Financial Planning services.
Main office
675 N.Barker Road, Suite #200
Brookfield WI 53045
Advisors at this office
4
Most active in
California · Colorado · Connecticut · Florida · Illinois · Minnesota · Nebraska · North Carolina · Texas · Utah · Virginia · Wisconsin
Also doing business as
Brook Capital · Ramiah Investment Group · Ramiah Investment Group, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Jason V
Series 65, Series 66
Brookfield, WI
Brook Capital
Jason Visner is an investment adviser representative with Brook Capital, holding Series 65 and Series 66 designations and 16 years of industry experience. He previously worked at First Allied Securities, Inc. and Western International Securities, Inc. He is also a volunteer educator at St. Leonard Parish. Brook Capital serves individual clients in the U.S. and abroad, as well as trusts, charitable organizations, and pension and profit-sharing plans. The firm offers portfolio management, financial planning, 401(k) advisory services, and federal benefits counseling, using a combination of actively managed and index-based portfolios with both discretionary and non-discretionary account management.
Dalton W
Series 65
Brookfield, WI
Brook Capital
Dalton Weyandt is a financial advisor at Brook Capital with a Series 65 credential and four years of industry experience. His prior work includes roles at Express Towing, Menards, and Blain's Farm and Fleet. Brook Capital serves individual clients in the U.S. and internationally, as well as trusts, charitable organizations, and pension and profit-sharing plans. The firm employs a range of strategies from actively managed dynamic portfolios to longer-term growth and fixed-income portfolios, managing accounts on discretionary and non-discretionary bases.
Ramu R
Series 63, Series 65
Brookfield, WI
Brook Capital
Ramu Ramiah is an investment advisor at Brook Capital with 33 years of industry experience. He holds the Series 63 and Series 65 designations and has worked previously at First Allied Securities, Inc. and Western International Securities, Inc. Outside of his advisory role, he serves as a trustee for multiple nonprofit organizations and is a benefits counselor with Brook Federal Advisors. Brook Capital primarily serves individual clients, trusts, charitable organizations, and pension and profit-sharing plans, offering portfolio management, financial planning, and federal benefits counseling. The firm employs a mix of actively managed and index-based investment strategies and manages accounts on both discretionary and non-discretionary bases.
Daena R
Series 63, Series 65, Series 66
Brookfield, WI
Brook Capital
Daena Ramiah is a financial advisor at Brook Capital with 10 years of industry experience. She holds Series 63, 65, and 66 licenses. Prior to joining Brook Capital, Ramiah worked at First Allied Securities, Inc. and Western International Securities, Inc. She is also co-owner of Trillium Ventures LLC, a real estate holding company. Brook Capital serves individual clients in the U.S. and internationally, as well as trusts, charitable organizations, and retirement plans. The firm offers portfolio management, financial planning, 401(k) advisory services, and federal benefits counseling, employing a combination of actively managed and index-based investment strategies.
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