A complete list of active advisors currently associated with Brook Capital

Warmer can help you find a great advisor at Brook Capital or one who fits your needs even better.

Brook Capital provides investment advice and planning primarily to individual clients — including both U.S. and international investors — and also serves trusts, charitable organizations, pension and profit-sharing plans. Its services include managed portfolios (both discretionary and non-discretionary), 401(k) advisory, financial planning, and federal benefits counseling offered through an affiliated Brook Federal Advisors unit. The firm operates two core investment approaches: dynamic portfolios that use technical analysis and trend-following to reduce exposure in down markets, and static growth and fixed-income portfolios that rely largely on index ETFs and selected equities for longer-term holdings. Accounts are handled on either a discretionary or non-discretionary basis (non-discretionary accounts require client approval before trades), and clients receive ongoing reviews and quarterly performance reporting. Distinctive features for a team of this size include a meaningful international client base and a slightly larger share of assets managed non-discretionary ($148.3M non‑discretionary vs. $135.0M discretionary), which the brochure notes is uncommon among peers. Advisors also sell insurance products and provide federal-employee benefit education and counseling, activities the firm discloses as potential conflicts of interest.

To learn more about the advisors currently working at Brook Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.