Brookstone Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$102,343,501
Clients
463
Advisors
4
of 5 employees
About
Brookstone Financial serves individual and high-net-worth clients as well as trusts, estates, corporations, retirement plans, and charities, providing discretionary asset management, donor-advised account services, financial planning, and retirement-plan advisory. The firm also refers clients to third‑party managers and offers public seminars and workshops as an educational service.
Portfolios are constructed and managed based on each client’s documented goals, time horizon, and risk tolerance, with Brookstone exercising discretionary authority for investment selection, monitoring, and rebalancing and engaging sub‑advisors or third‑party managers when appropriate. The firm describes use of multiple analysis methods (fundamental, technical, charting, cyclical) and employs both long‑ and short‑term strategies while maintaining periodic review and client reporting.
What is distinctive in the brochure are several disclosed outside‑business relationships and disclosure items: principals are licensed insurance agents who receive commissions, the firm receives referral fees from third‑party managers (including arrangements with AssetMark and RMS), leadership has ownership interests in an NIL athlete agency and other commercial ventures, and the firm disclosed having received a Paycheck Protection Program loan and a recent correction to donor‑advised fund billing. The combination of public workshops with an attendance charge and the explicit disclosure of multiple referral and affiliate relationships — together with offering both limited‑scope (3(21)) and full discretionary (3(38)) ERISA plan services — is less common among similar supported firms.
Client services
Expertise
Occupation focus
Fee options
Up to $499,999 - $499,999: 1.50% annually $500,000 - $999,999: 1.25% annually $1,000,000 - $1,999,999: 1.00% annually $2,000,000 - $4,999,999: 0.75% annually $5,000,000+: 0.50% annually
$350 per hour (negotiable hourly rate for financial planning and consulting services)
Account minimum: $5,000 (minimum initial contribution for donor advised fund accounts); otherwise no minimum
Main office
2213 Allison Lane
Jeffersonville IN 47130
Advisors at this office
4
Most active in
Indiana · Kentucky · Louisiana · Texas
Also doing business as
Brookstone Financial · One Touch Ria · Pmb Capital Management, LLC · Pmb Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Ethan A
Series 65
Jeffersonville, IN
Brookstone Financial
Ethan Adams is a financial advisor at Brookstone Financial with eight years of industry experience. He holds a Series 65 credential and has worked at firms including New Genesis Wealth Management LLC and USFeds LLC. Outside of his advisory role, Adams owns a small remodeling company, New Genesis Custom Builders LLC. Brookstone Financial is a team-based registered investment adviser serving individuals, trusts, estates, corporations, and charitable organizations, managing approximately $76.9 million in discretionary assets. The firm offers discretionary asset management, financial planning, and retirement plan services, tailoring portfolios to clients’ goals using a mix of analytical methods and often utilizing sub-advisors or third-party managers.
Seth S
Series 63, Series 65
Jeffersonville, IN
Brookstone Financial
Seth Stewart is a financial advisor at Brookstone Financial with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with firms including Center Street Securities and PMB Capital Management. Outside of advisory work, he is involved in several business ventures including serving as president of Brookstone Development, LLC, which focuses on real estate development, and operating an athlete NIL agency. Brookstone Financial is a team-based registered investment adviser serving individuals, trusts, estates, corporations, and charitable organizations. The firm manages approximately $76.9 million in discretionary assets and offers services including asset management, financial planning, and retirement plan consulting, employing a range of analytical methods and utilizing sub-advisors and third-party managers.
Tammi D
Series 63, Series 66
Jeffersonville, IN
Brookstone Financial
Tammi Dauby is a financial advisor at Brookstone Financial with 21 years of industry experience. She holds Series 63 and Series 66 designations. Her prior roles include positions at LaSalle St Investment Advisors, INVEST Financial Corp., and L&N Federal Credit Union. Brookstone Financial is a team-based registered investment adviser serving individuals, trusts, estates, corporations, and charitable organizations. The firm manages approximately $76.9 million in discretionary assets and offers services including asset management, financial planning, and retirement plan consulting, employing a variety of analytical methods and sub-advisors to tailor portfolios to client goals.
Jermetria W
Series 65
Jeffersonville, IN
Brookstone Financial
Jermetria White is a financial advisor with Brookstone Financial, holding a Series 65 designation and five years of industry experience. Her prior work includes roles at 62 Sales and Volunteers of America Mid-States. In addition to her advisory role, she is involved with Roots of Love since 2026. Brookstone Financial serves individuals, high-net-worth clients, trusts, estates, corporations, retirement plans, and charities by providing discretionary asset management, financial planning, and retirement-plan advisory services. The firm uses multiple analytical methods and both long- and short-term strategies while offering educational seminars and referring clients to third-party managers.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)