Caldwell Sutter Capital, Inc.

Sean Tuohy is a financial advisor at Caldwell Sutter Capital, Inc. in Austin, TX, with 14 years of industry experience. He holds the Series 66 designation and previously worked for SWBC Investment Company and SWBC Investment Services LLC for nine years. Caldwell Sutter Capital primarily serves high-net-worth individuals, families, and related entities, as well as corporate and municipal clients. The firm employs a bottom-up, fundamental value investment approach with a long-term, buy-and-hold orientation, managing approximately $606 million across customized portfolio management and financial planning strategies.

Joseph Helmer is a financial advisor at Caldwell Sutter Capital, Inc. with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Caldwell Sutter Capital since 2008. Helmer serves as a director on the board of Crazy Woman Creek Bancorp, the bank holding company of Buffalo Federal Bank, where he participates on the audit committee. Caldwell Sutter Capital primarily serves high-net-worth individuals, their families, and related entities, as well as corporate and municipal clients. The firm employs a bottom-up, fundamental value investment approach with a long-term, buy-and-hold orientation, managing approximately $606 million across customized portfolio strategies.

Edward Smith is a financial advisor at Caldwell Sutter Capital, Inc. with 18 years of industry experience. He holds Series 63 and Series 66 licenses and has been with Caldwell Sutter Capital since 2018. Caldwell Sutter Capital primarily serves high-net-worth individuals, families, and related entities, as well as corporate and municipal clients. The firm employs a bottom-up, fundamental value investment approach with a long-term, buy-and-hold orientation, managing approximately $606 million across customized portfolio management and financial planning strategies.

Jon Goshay is a financial advisor at Caldwell Sutter Capital, Inc. with one year of industry experience. He holds a Series 66 designation and has previously worked in real estate and technology ventures. Outside of finance, he composes and produces music and has signed with a label to distribute his work. Caldwell Sutter Capital primarily serves high-net-worth individuals, families, and related entities, offering portfolio management and financial planning with a bottom-up, fundamental value investment approach. The firm manages approximately $606 million for a mid-sized client base supported by five advisors.

Susan Metcalf is a CFA® charterholder with 39 years of industry experience. She is currently with Caldwell Sutter Capital, Inc., where she has worked since 2017, and has also been with Sutter Securities Inc. since 2010. Outside of her advisory role, she serves as Vice President of Letha Irrigation and Water Company, which manages water rights for agricultural land, and is a managing partner of a family partnership that owns ranch property. Caldwell Sutter Capital primarily serves high-net-worth individuals, families, and related entities, along with corporate and municipal clients. The firm employs a bottom-up, fundamental value investment approach with a long-term, buy-and-hold orientation, managing roughly $606 million across customized portfolio strategies.

Evan Hershey is a financial advisor at Caldwell Sutter Capital, Inc. with 27 years of industry experience. He previously worked at NBC Securities, Inc. and Umpqua Investments, Inc. He serves as a director on the investment committee for the Santa Rosa Junior College Foundation. Caldwell Sutter Capital primarily serves high-net-worth individuals, families, and related entities, offering portfolio management and financial planning through a bottom-up, fundamental value investment approach.

Joseph Raymond is a financial advisor at Caldwell Sutter Capital, Inc. with three years of industry experience. He holds a Series 66 designation and has previously worked at Santa Monica Partners, Brandes Investment Partners, Brandes Institute, and Utah Tech University. Outside of his advisory role, he serves as the editor of a book published by Santa Monica Partners and receives a share of the profits from its sales. Caldwell Sutter Capital primarily serves high-net-worth individuals, families, and related entities, as well as corporate and municipal clients. The firm employs a bottom-up, fundamental value approach focused on individual equity and fixed-income research, offering customized portfolio management and financial planning through several distinct strategies.

Gregory Harder is a financial advisor at Caldwell Sutter Capital, Inc. with 17 years of industry experience. He holds a Series 66 designation and has previously worked at NBC Securities, Inc. and Edward Jones. Outside of his advisory role, he is self-employed as a life insurance agent. Caldwell Sutter Capital primarily serves high-net-worth individuals, families, and related entities, as well as corporate and municipal clients. The firm employs a bottom-up, fundamental value investment approach with a long-term, buy-and-hold orientation, managing approximately $606 million across customized portfolio management and financial planning strategies.