Capital Advisory Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Capital Advisory Group provides individualized wealth management and financial counseling to high‑net‑worth individuals as well as pension and profit‑sharing plans, foundations, and businesses. Its services include investment education and planning, portfolio management that typically relies on mutual funds and exchange‑traded funds, use of third‑party sub‑advisors, performance monitoring, and, when appropriate, placement of life or health insurance products through its insurance registration.
The firm follows a consultative onboarding process with multiple meetings to define objectives and risk tolerance, then implements tailored portfolios and asset allocations consistent with those parameters. It generally exercises limited discretionary authority, may engage sub‑advisors to manage portions of client assets, and provides regular monitoring with at least quarterly client reviews and monthly internal oversight.
The brochure highlights several features that are less common among peers: the firm is registered as an insurance agency and discloses the potential conflicts and reasonable‑basis suitability reviews when recommending insurance, and it routinely advises qualified retirement plans and corporate/business clients under ERISA‑related procedures. The firm’s disclosure also emphasizes financial risks, including the effects of borrowing and leverage, as part of its account risk considerations and client discussions.
Client services
Expertise
Occupation focus
Fee options
$1,000,000 - $4,999,999: 2.00% first year, 1.50% future years $5,000,000 - $9,999,999: 1.50% first year, 1.25% future years $10,000,000 - $24,999,999: 1.00% first year and future years $25,000,000 - $49,999,999: 0.75% first year and future years $50,000,000 - $99,999,999: 0.50% first year and future years $100,000,000+: On Request first year and future years
May receive commissions for insurance products, less than 5% of time spent, commissions vary by product and agreement
Account minimum: $1,000,000
Main office
Tampa FL
Advisors at this office
1
Most active in
Florida
Also doing business as
Cag Tampa, LLC · Capital Advisory Group
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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