Knightdale, NC Office
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Capital Analysts
Multi-team
Firm-wide stats for Capital Analysts
About
Capital Analysts serves a mix of retail and institutional clients — including individual and high‑net‑worth investors, trusts, foundations, businesses and charitable organizations — and provides portfolio management, advisor‑managed custom and model portfolios, access to third‑party managers, and ERISA/403(b) retirement‑plan advice. The firm delivers these services through a nationwide network of independent advisor representatives and firm‑managed CAAMS programs.
Investment management is delivered both on a discretionary basis by an in‑house Investment Management & Research (IM&R) team and on a non‑discretionary basis via advisors and third‑party managers; the IM&R team uses a proprietary mutual‑fund screening process called CAPSL to build mutual fund, ETF and equity model portfolios and offers tax‑aware and rebalancing options. Capital Analysts also serves as co‑adviser or promoter for third‑party managers and states its fiduciary obligations for retirement and tax‑advantaged accounts.
What is noteworthy in the brochure is the firm’s integration with Lincoln Investment and its institutional relationships with Pershing/BNY, which support its sweep products (including Dreyfus bank‑deposit and government cash sweep arrangements) and are the subject of detailed revenue‑sharing and conflict‑of‑interest disclosures. The firm also highlights institutional work with plan sponsors (including school districts and 403(b) arrangements and registration with CalSTRS), relationships with other investment advisers and trust companies, and a disclosed 2018 SEC settlement and client refunds related to mutual‑fund share‑class selection.
Based on Capital Analysts
Expertise
Based on Capital Analysts
Location
4009 Village Park Drive
Knightdale NC 27545
Advisors at this office
3
Advisors at this office
Donald H
ChFC®, Series 63, Series 65
Knightdale, NC
Capital Analysts
Donald Hadley III is a financial advisor at Capital Analysts with over 40 years of industry experience. He holds the ChFC® designation and Series 63 and 65 licenses. His career includes roles at LOTS Unlimited, Lincoln Investment, Fidelity Financial Group, and as an insurance agent. In addition to advising, he is involved in business consulting focused on leadership, strategic planning, and team development. Capital Analysts serves a diverse client base including individual, high-net-worth, institutional, and charitable clients, offering portfolio management, custom and model portfolios, access to third-party managers, and retirement-plan advice through a nationwide network of independent advisors and firm-managed programs. The firm combines discretionary investment management by an in-house team using proprietary screening tools with non-discretionary advisory services.
Donald H
ChFC®, Series 63
Kightsdale, NC
Capital Analysts
Donald Hadley Jr. is a financial advisor at Capital Analysts with 59 years of industry experience. He holds the ChFC® and Series 63 credentials and has been with Capital Analysts since 1972. Outside of advising, he is a partner in a horse management business involved in raising, training, and showing horses. Capital Analysts serves both retail and institutional clients, offering portfolio management, advisor-managed and model portfolios, access to third-party managers, and retirement-plan advice through a nationwide network of independent advisors and firm-managed programs. The firm provides investment management both on a discretionary basis through its in-house team and non-discretionary basis via advisors and third-party managers, utilizing proprietary mutual fund screening methods.
Katherine E
Series 66
Knightdale, NC
Capital Analysts
Katherine Eaker is a financial advisor at Capital Analysts with two years of industry experience. She holds the Series 66 designation and previously worked at Lincoln Investment and Charlotte-Mecklenburg Schools. Outside of advising, she has worked as a sales assistant at FFG Companies, where she is studying for the SIE and Series 7 exams. Capital Analysts serves a diverse client base including individuals, high-net-worth investors, trusts, and institutions, offering portfolio management and retirement-plan advice through a nationwide network of independent advisors and firm-managed programs. The firm combines discretionary investment management by an in-house team with non-discretionary services via advisors and third-party managers.
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