Capital City Asset Management Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$78,530,809
Clients
258
Advisors
12
across 3 offices
About
Capital City Asset Management Group, LLC provides discretionary asset management and financial planning to a mix of individual clients, pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and other business entities. The firm manages customized portfolios for client objectives and also refers some assets to third‑party managers while offering planning services such as retirement, estate, college and business planning.
Advisors build portfolios around client‑specific factors — income needs, liquidity, tax considerations, time horizon and risk tolerance — and employ a range of strategies including contrarian, tactical asset allocation (using Modern Portfolio Theory), value investing and a dynamic timing service. Portfolios may include equities, debt, options, short sales, margin, private placements, hedge funds, variable insurance products and separately managed accounts, and CCAMG may engage non‑affiliated registered investment advisers or third‑party managers to implement strategies.
The brochure discloses several features that distinguish the firm from many peers: its advisers commonly conduct broker‑dealer and insurance agency activities through affiliated entities and may sell affiliated private placements and other proprietary products, and some supervised persons operate affiliated accounting or consulting businesses. The firm also documents receipt of third‑party compensation and soft‑dollar research, use of solicitors, and a prior regulatory enforcement matter involving a supervised person, all of which the firm describes as potential sources of conflicts of interest in its policies.
Client services
Expertise
Fee options
Financial planning flat fees up to $5,000 for individual plans and $100,000+ for business plans
$0.00 - $250,000: 2.9% or less $250,001 - $500,000: 2.5% or less $500,001 - $1,000,000: 2.0% or less $1,000,001 - $2,000,000: 1.5% or less $2,000,001 - $5,000,000: 1.0% or less $5,000,001+: 0.75% or less
Some advisors receive commissions from insurance products and mutual fund sales; commissions are separate from advisory fees
Financial planning hourly rates range from $150 to $300 per hour depending on planner expertise
Fee-only: Financial planning fees range from no cost to $5,000 for individuals; business planning fees from no cost to $100,000 or more; hourly rates from $150 to $300 per hour
Main office
See office3789 Attucks Dr
Powell OH 43065
Advisors at this office
10
Offices (3)
Most active in
Florida · New York · Ohio · Texas
Also doing business as
Capital City Asset Management Group, LLC · Capital City Partners Asset Management Group · Capital City Partners Asset Management Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Advisors at this firm
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