Maumee, OH Office

Capital City Asset Management Group, LLC provides discretionary asset management and financial planning to a mix of individual clients, pension and profit‑sharing plans, trusts, estates, charitable organizations, corporations and other business entities. The firm manages customized portfolios for client objectives and also refers some assets to third‑party managers while offering planning services such as retirement, estate, college and business planning.

Advisors build portfolios around client‑specific factors — income needs, liquidity, tax considerations, time horizon and risk tolerance — and employ a range of strategies including contrarian, tactical asset allocation (using Modern Portfolio Theory), value investing and a dynamic timing service. Portfolios may include equities, debt, options, short sales, margin, private placements, hedge funds, variable insurance products and separately managed accounts, and CCAMG may engage non‑affiliated registered investment advisers or third‑party managers to implement strategies.

The brochure discloses several features that distinguish the firm from many peers: its advisers commonly conduct broker‑dealer and insurance agency activities through affiliated entities and may sell affiliated private placements and other proprietary products, and some supervised persons operate affiliated accounting or consulting businesses. The firm also documents receipt of third‑party compensation and soft‑dollar research, use of solicitors, and a prior regulatory enforcement matter involving a supervised person, all of which the firm describes as potential sources of conflicts of interest in its policies.