A complete list of active advisors currently associated with Capital Investment Advisors

Warmer can help you find a great advisor at Capital Investment Advisors or one who fits your needs even better.

Capital Investment Advisors works with a broad mix of clients — individuals (including high-net-worth), pension and profit-sharing plans, trusts, estates, and nonprofit organizations — providing financial planning, consultation, and asset management services. The firm offers tiered planning programs (Early Career, Mid Career, Established Career) and may implement investment advice through third-party multi-manager programs or discretionary portfolio management. The firm’s process emphasizes client education and a structured three-stage planning approach that begins with an introductory workshop and proprietary learning-center materials to help clients articulate goals and identify financial inefficiencies. For portfolio implementation CIA commonly uses third-party platforms (for example CAAP, AssetMark, Orion) and builds risk-matched model portfolios while addressing tax and estate planning in higher-tier engagements. What is less common for peers is CIA’s affiliation with its parent, Capital Asset Management Group, which provides tax preparation and bookkeeping services to clients through the parent entity, and the firm’s routine use of educational seminars/workshops as the initial client exposure. The brochure also discloses that representatives hold broker-dealer and insurance appointments (Cambridge Investment Research and various insurers) and that the firm may offer fee offsets tied to brokerage or insurance commissions.

To learn more about the advisors currently working at Capital Investment Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.