Capital Investment Counsel, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,252,845,999
Clients
463
Advisors
5
of 8 employees
About
Capital Investment Counsel (CIC) provides financial planning, consulting, and discretionary investment and wealth management to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, corporations, pension and profit‑sharing plans, and also maintains relationships with state and municipal government clients. Services described in the brochure include retirement planning, cash‑flow analysis, portfolio management across individual securities, ETFs and mutual funds, and advice on held‑away assets such as variable life insurance, annuities, employer retirement plans and 529 accounts.
The firm manages client assets on a discretionary basis using a blend of fundamental, technical, cyclical and behavioral analysis layered on a derivative of Modern Portfolio Theory, and offers distinct strategies including growth, dividend income, combination, ETF and tactical approaches as well as model portfolios. CIC tailors allocations to clients’ risk tolerance and time horizon, monitors accounts on an ongoing basis with at least annual reviews, and permits reasonable client‑directed restrictions while generally charging asset‑based fees.
CIC’s scale is notable for a team firm: the brochure reports roughly $1.35 billion in assets under management across a five‑advisor team, producing an uncommon level of AUM per advisor for its peer group. The firm also discloses practices that are less common among similar teams — a paid solicitor/endorsement relationship (including fee sharing and discounts for the solicitor’s own assets), acceptance of state and municipal government clients, and the use of third‑party sponsorships for firm events — each of which the brochure identifies and describes as potential conflicts that the firm manages through its policies.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $5,000,000: 0.75% $5,000,001+: Negotiable
Account minimum: $500,000 Fee-only: Financial planning and consulting fees up to $10,000, negotiable
Main office
600 N Grant Street, Ste. 450
Denver CO 80203
Advisors at this office
5
Most active in
Arizona · California · Colorado · Florida · Michigan · North Carolina · Texas
Also doing business as
Capital Investment Counsel, LLC · Cedar Advisors, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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