A complete list of active advisors currently associated with Capital Investment Counsel, LLC

Warmer can help you find a great advisor at Capital Investment Counsel, LLC or one who fits your needs even better.

Capital Investment Counsel (CIC) provides financial planning, consulting, and discretionary investment and wealth management to individuals, high‑net‑worth clients, trusts, estates, charitable organizations, corporations, pension and profit‑sharing plans, and also maintains relationships with state and municipal government clients. Services described in the brochure include retirement planning, cash‑flow analysis, portfolio management across individual securities, ETFs and mutual funds, and advice on held‑away assets such as variable life insurance, annuities, employer retirement plans and 529 accounts. The firm manages client assets on a discretionary basis using a blend of fundamental, technical, cyclical and behavioral analysis layered on a derivative of Modern Portfolio Theory, and offers distinct strategies including growth, dividend income, combination, ETF and tactical approaches as well as model portfolios. CIC tailors allocations to clients’ risk tolerance and time horizon, monitors accounts on an ongoing basis with at least annual reviews, and permits reasonable client‑directed restrictions while generally charging asset‑based fees. CIC’s scale is notable for a team firm: the brochure reports roughly $1.35 billion in assets under management across a five‑advisor team, producing an uncommon level of AUM per advisor for its peer group. The firm also discloses practices that are less common among similar teams — a paid solicitor/endorsement relationship (including fee sharing and discounts for the solicitor’s own assets), acceptance of state and municipal government clients, and the use of third‑party sponsorships for firm events — each of which the brochure identifies and describes as potential conflicts that the firm manages through its policies.

To learn more about the advisors currently working at Capital Investment Counsel, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.