A complete list of active advisors currently associated with Capital Management LLC

Warmer can help you find a great advisor at Capital Management LLC or one who fits your needs even better.

Capital Management, LLC provides discretionary and non‑discretionary portfolio management, retirement plan consulting, and comprehensive financial planning to individuals (including high‑net‑worth clients), plan sponsors and endowments. The firm advises on a broad set of securities—equities, fixed income, mutual funds/ETFs, certificates of deposit and options—and charges asset‑based advisory fees for portfolio management. The firm’s investment approach emphasizes asset allocation and mutual fund/ETF analysis, with a long‑term purchase orientation and periodic rebalancing tied to each client’s time horizon and risk tolerance. It also employs option strategies (including covered calls and spreading strategies) where suitable, and reviews client accounts at least quarterly with more frequent monitoring as needed. A notable feature disclosed in the brochure is that a member of management holds an insurance license and, in that separate capacity, may implement insurance products for clients and receive customary commission compensation; the firm describes steps it takes to address the resulting conflicts of interest. The brochure also notes the firm provides reports summarizing account performance to clients and maintains a public web presence; Capital Management is SEC‑registered and manages several hundred million dollars of client assets with a small advisory team.

To learn more about the advisors currently working at Capital Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.