Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$348,303,031
Clients
232
Advisors
3
of 3 employees
About
Capital Management, LLC provides discretionary and non‑discretionary portfolio management, retirement plan consulting, and comprehensive financial planning to individuals (including high‑net‑worth clients), plan sponsors and endowments. The firm advises on a broad set of securities—equities, fixed income, mutual funds/ETFs, certificates of deposit and options—and charges asset‑based advisory fees for portfolio management.
The firm’s investment approach emphasizes asset allocation and mutual fund/ETF analysis, with a long‑term purchase orientation and periodic rebalancing tied to each client’s time horizon and risk tolerance. It also employs option strategies (including covered calls and spreading strategies) where suitable, and reviews client accounts at least quarterly with more frequent monitoring as needed.
A notable feature disclosed in the brochure is that a member of management holds an insurance license and, in that separate capacity, may implement insurance products for clients and receive customary commission compensation; the firm describes steps it takes to address the resulting conflicts of interest. The brochure also notes the firm provides reports summarizing account performance to clients and maintains a public web presence; Capital Management is SEC‑registered and manages several hundred million dollars of client assets with a small advisory team.
Client services
Expertise
Fee options
Less Than $250,000.00 - $250,000.00: 1% $250,000.00 - $2,000,000.00: 80 BPS $2,000,001.00 - $5,000,000.00: 65 BPS $5,000,001.00 - $10,000,000.00: 50 BPS $10,000,001.00 - Greater: 35 BPS
Management personnel licensed as insurance agents receive separate commissions for product implementation.
Account minimum: $250,000.00 Minimum fee: $1,500.00 minimum total fee for Retirement Plan Consulting Services Fee-only: Financial Planning fees on a fixed fee basis, determined by service and complexity; fees agreed prior to contract; may include retainer and balance upon completion.
Main office
628 Green Valley Road, Suite 204
Greensboro NC 27408
Advisors at this office
3
Most active in
North Carolina · South Carolina · Texas · Virginia
Also doing business as
Capital Management Inc · Capital Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Charles R
Series 63, Series 65, Series 66
Greensboro, NC
Capital Management LLC
Charles Reid is a financial advisor at Capital Management, LLC in Greensboro, NC, with 19 years of industry experience. He holds Series 63, Series 65, and Series 66 licenses and previously worked at Charles Schwab for eight years before joining Capital Management in 2011. Capital Management, LLC provides discretionary and non-discretionary portfolio management, retirement plan consulting, and comprehensive financial planning for individuals, plan sponsors, and endowments. The firm emphasizes asset allocation and mutual fund/ETF analysis with a long-term investment approach, incorporating option strategies where suitable and conducting regular account reviews.
Joseph W
Series 63, Series 65
Greensboro, NC
Capital Management LLC
Joseph Williams is a financial advisor at Capital Management LLC with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Raymond James Financial Services and operated his own advisory and consulting firms. In addition to his advisory role, he provides coaching and recruiting services for financial advisory firms through his consulting business. Capital Management LLC serves individual investors, retirement and profit-sharing plans, and endowment funds by offering portfolio management, retirement plan consulting, and financial planning services. The firm focuses on asset allocation, mutual fund and ETF analysis, and employs long-term equity and option strategies as part of its investment approach.
David G
CFP®
Greensboro, NC
Capital Management LLC
David Gray is a CFP® professional with 10 years of industry experience, currently serving at Capital Management, LLC in Greensboro, NC. He has been with Capital Management since 1980, totaling 46 years at the firm. Outside of his advisory role, he serves as a director for BIAS Global Portfolios, an investment fund management firm based in the Cayman Islands. Capital Management, LLC provides portfolio management, retirement plan consulting, and financial planning services to individual investors, retirement and profit-sharing plans, and endowment funds. The firm’s investment approach includes asset allocation, mutual fund and ETF analysis, long-term equity holdings, and option strategies, with regular portfolio reviews and client reporting.
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